- KeyBank (Cleveland, OH)
- …laws, regulations, and internal policies governing investment advisory, brokerage, trust, swap dealer and private banking services . The executive will serve as ... and activities, including in relation to the development of new products, services and business practices, the proposed establishment of new business or customer… more
- JPMorgan Chase (New York, NY)
- …JPMorgan Chase & Co. manages legal and other risks, advises on products and services , interprets laws and regulations that impact the firm, and advises the firm on ... legal professionals with a reputation as thought leaders who deliver best-in-class services . As trusted advisors, we help the firm's clients while also safeguarding… more
- City National Bank (New York, NY)
- …compliance, regulatory compliance with respect to registered investment adviser products and services . * Minimum 5 years of financial services experience *Skills ... Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA) designation a plus. * Experience communicating and… more
- Caterpillar, Inc. (Alpharetta, GA)
- …are committed and contributing to a reduced-carbon future. Our innovative products and services , backed by our global dealer network, provide exceptional value ... EPD:** Caterpillar's Electric Power Division (EPD) offers integrated solutions, parts, and services to meet the needs of our various commercial and industrial… more
- City National Bank (Los Angeles, CA)
- …Personal and Employee Benefit Trust Administration, Retirement and Custody Services , Specialty Wealth Assets, Investment Advisory, Broker/ Dealer , Investment ... capabilities. Product/Business/Technology Knowledge * Consistently keeps informed of new services , products, industry and regulatory developments and risk events… more
- TD Bank (New York, NY)
- …Firm policy and regulatory requirements. TD has been growing its US Broker Dealer activities over the last few years both organically and through acquisitions (eg, ... Asset Trading, Institutional Equity Research Sales, as well as our Prime Services offering. As such demonstrable working knowledge with the above-mentioned business… more
- DATAMAXIS (Dearborn, MI)
- Hybrid (Dearborn, MI) Job Summary: This position is with the Dealer Integrations Inventory Solutions Technology team developing and maintaining key areas of the ... backend services and databases. The inventory services are at the center of it all and the developer in this position will be a critical contributor to high… more
- Thrivent Financial (Minneapolis, MN)
- …other topics pertaining to the movement of Advisors between firms in the financial services industry + Work s closely with due diligence analysts and use s industry ... knowledge to inform the offering strategy of the various broker- dealer and investment advisory products based on FA and...+ Expert level of knowledge about all programs and services available to FAs through the brokerage platform as… more
- CARMAX (Montgomery, IL)
- …60538 CarMax, the way your career should be! **Summary:** Provide iconic customer service in a fast paced, team-oriented environment through the facilitation of the ... and auditing of paperwork associated with sales, and providing iconic customer service by answering questions and handling incoming calls. **Essential Duties and… more
- CARMAX (Federal Heights, CO)
- …80234 CarMax, the way your career should be! **Summary:** Provide iconic customer service in a fast paced, team-oriented environment through the facilitation of the ... and auditing of paperwork associated with sales, and providing iconic customer service by answering questions and handling incoming calls. **Essential Duties and… more