- BMO Financial Group (New York, NY)
- …entities in New York, BMO Capital Markets Corp (BMOCMC) and Clearpool Execution Services , LLC (CES). The broker- dealer CCO would manage the implementation, ... maintenance and administration of the broker- dealer compliance programs. Broker- dealer businesses include. but are not limited to, fixed income, equities,… more
- Capital One (Plano, TX)
- Senior Software Engineer, Full Stack (Java, AWS, Kafka) - Dealer Tech Sales Do you love building and pioneering in the technology space? Do you enjoy solving complex ... business problems in a fast-paced, collaborative, inclusive, and iterative...a major transformation within Capital One. **About the Team:** Dealer Tech Auto, a cutting-edge division of Capital One… more
- M&T Bank (Baltimore, MD)
- …Framework, internal guidance, and risk management professional standards. + Drive the development , execution and reporting of the business unit's risk-based ... defense risk management responsibilities of the Investment Bank and Institutional Broker- Dealer in accordance with the Enterprise Risk Framework. Oversee the… more
- OneMain Financial (Nashua, NH)
- …prospect new clients, and drive business by promoting Company products/ services to potential dealer partners, expanding market presence within the ... The Dealer Relationship Representatives are responsible for identifying, building...Representatives are responsible for identifying, building and maintaining trust-based business relationships with new auto and powersports dealers. They… more
- Santander US (Dallas, TX)
- …The incumbent is a key resource for underwriters and loan originators for the Dealer Commercial Services business . + Underwrites loans by analyzing ... Dealer Commercial Services Senior Underwriter Country:...committed to creating an environment where continuous learning and development are prioritized, enabling you to thrive both professionally… more
- The Goodyear Tire & Rubber Company (MA)
- …channel. This role is also responsible for the execution of the Car Dealer Channel Business Plan (which includes updating/monitoring assortment, new product ... Relocation Assistance is available **Primary Responsibilities** + Responsible for the development /execution of category business planning with the customer… more
- Charles Schwab (Austin, TX)
- …needs. **What you have** + 3 - 5+ years of financial services -related audit experience with growing responsibility. Broker Dealer /Asset Management experience ... efficiency of governance processes, risk management, and internal controls. The Broker- Dealer /Asset Management enterprise team is seeking a Senior Auditor (Senior… more
- Citigroup (Jersey City, NJ)
- …testing reviews and regulatory issue validation activities for Volcker program, Swap Dealer program and Counterparty Trading and Risk business . + Knowledge ... independent testing activities (testing and monitoring) within the global Volcker, Swap Dealer , Counterparty Trading & Risk CIA program to assess the design and… more
- Capital One (Mclean, VA)
- Manager, Broker Dealer Accounting Does the idea of working with professional, highly trained accountants inspire you? Are you an accounting professional with a ... highly motivated Accounting Manager to support Capital One Securities, a broker dealer registered with the Financial Industry Regulatory Authority (FINRA) and the… more
- Stanley Black and Decker (Philadelphia, PA)
- ** Dealer Sales Manager - Philadelphia/NJ/MD/DE/Long Island** **Come build your career.** It takes great people to achieve greatness. People with a sense of purpose ... STANLEY(R), CUB CADET(R), and HUSTLER(R). **The Job:** As a Dealer Sales Manager, you'll be part of our Independent...Parts Looks Up, Parts Reorders, Parts Pricing Issues. + Service - Work with Dealers to Resolve Issues, Locate… more