- NatWest Markets (Stamford, CT)
- …regulations and best practice first line procedures and processes for a US broker- dealer . + In-depth knowledge of pre-trade client onboarding processes related to US ... broker- dealers and capital markets businesses with experience across a wide range of regulatory requirements (AML/KYC, securities rules, Dodd Frank, etc.). +… more
- Lincoln Financial (Fort Wayne, IN)
- …servicing agreements and distribution-related contracts, including those with broker- dealers , retirement plan administrators and other intermediaries. * Drafting, ... to help put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
- The Toro Company (Iron Mountain, MI)
- …market and sell TTC products worldwide through a network of distributors, dealers , mass retailers, hardware retailers, equipment rental center and home centers-as ... + Support production of internal and external communications materials ( dealer training videos, product tutorials, promotional campaigns). + Organize and… more
- Capital One (Plano, TX)
- …Digical Retail Desking team! We're building a superior Desking experience for dealers , aiming to boost digital and in-store sales and elevate customer satisfaction. ... Credit apps, leasing, and other enhancements to streamline deal-building and enhance dealer workflow. Make a direct impact on user experience, collaborate with a… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …External** **Knowledge, Skills, and Abilities:** **Knowledge of:** * Operations of broker dealers , hedge funds, private equity, and similar firms * Fund accounting ... or finance and a minimum of five to seven (5-7) years of experience at a broker/ dealer , hedge fund, private equity firm, or similar in a related role ~or~ * Any… more
- Robert Half Finance & Accounting (Houston, TX)
- …for a proactive individual with a deep understanding of the regulatory landscape for broker- dealers and investment advisers. HOW YOU WILL MAKE AN IMPACT + Policy and ... A minimum of 5 years of experience in a compliance role at a securities broker- dealer or investment adviser. COST TO ENTER THE GAME + Bachelor's degree in Finance,… more
- The Toro Company (Bloomington, MN)
- …and outdoor lighting solutions. Through a strong network of professional distributors, dealers , rental stores and retailers in more than 125 countries, we proudly ... timelines as necessary. Preferred Qualifications: + Experience in a distributor or dealer channel environment preferred. Job Title The job title will be based… more
- The Toro Company (Bloomington, MN)
- …and outdoor lighting solutions. Through a strong network of professional distributors, dealers , rental stores and retailers in more than 125 countries, we proudly ... skills Preferred: + Mechanical aptitude and familiarity with Toro products, customers, and dealer /rental channels is a plus. What Can We Give You? At The Toro… more
- Charles Schwab (Westlake, TX)
- …planning across the corporation and its subsidiaries, including our bank and broker- dealers . We monitor and ensure adherence to regulatory ratios including the ... + Basic knowledge of finance and accounting, particularly in the bank and broker- dealer space; + Good SQL and Excel Skills; + Experience with Tableau and/or… more
- Citigroup (New York, NY)
- …and aggressive growth of complex client relationships, particularly with banks, broker- dealers , and other financial intermediaries + Deeply understand and articulate ... + Knowledge of and experience covering the financial intermediary (bank, broker- dealer , clearinghouse, etc.) client base, preferably within an Investor Services… more