- Capital One (Mclean, VA)
- Manager, Broker Dealer Accounting Does the idea of working with professional, highly trained accountants inspire you? Are you an accounting professional with a ... highly motivated Accounting Manager to support Capital One Securities, a broker dealer registered with the Financial Industry Regulatory Authority (FINRA) and the… more
- Wells Fargo (Charlotte, NC)
- …you will:** + Advise and challenge Front line personnel related to Swap Dealer activities. + Oversee and credibly challenge the reporting, escalation and timely ... designing and executing a CFTC (Commodity Futures Trading Commission) Swap Dealer compliance program, including regulatory change management, risk identification and… more
- Ally (Santa Fe, NM)
- …evolving, so shouldn't your opportunities be, too? **The Opportunity** The Senior Dealer Training Specialist is someone who loves to develop others and has ... and/or F&I experience required * Ability to leverage auto dealer expertise and relationships to contribute to dealer... dealer expertise and relationships to contribute to dealer training strategy and drive business results * Strong… more
- Bank of America (Tampa, FL)
- Credit Officer II- Dealer Financial Services Boston, Massachusetts;Atlanta, Georgia; Tampa, Florida; Providence, Rhode Island; Jacksonville, Florida; Hartford, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Boston/Credit-Officer-II- Dealer -Financial-Services\_25039486-1) **Job Description:** At Bank of America, we are… more
- Tioga Downs Casino Resort (Nichols, NY)
- Poker Room Dealer Are you ready to deal in excitement...We're looking for a charismatic and skilled Poker Room Dealer to bring their flair to our dynamic casino ... + High School Diploma or GED required. + Applicants must successfully complete dealer training or have 6 months prior dealing experience in a certified/licensed… more
- Tioga Downs Casino Resort (Nichols, NY)
- Dual Rate Dealer /Floor Supervisor Are you a seasoned gaming professional with a flair for leadership and a passion for delivering exceptional gaming experiences? ... Elevate your career as a Table Games Dual Rate Dealer /Floor Supervisor and become a key player in our...School Diploma or GED required. Applicants must successfully complete dealer training or have 6 months prior Poker dealing… more
- Lac Vieux Desert Northern Waters Casino Resort (Watersmeet, MI)
- Table Games Dealer Watersmeet, Michigan Casino Hourly Apply Now (Careers.cfm?Mode=Apply&FCJobID=13) Position Summary: POSITION: Table Games Dealer DEPARTMENT: ... to receive and maintain a Gaming License. PREFERRED QUALIFICATIONS: + Experienced Dealer + Knowledge of TIP Procedures and Dealing Procedures The above statements… more
- Vanguard (Charlotte, NC)
- …a seasoned compliance professional to lead monitoring and testing for our broker- dealer 's Cash program, which includes banking-like features such as deposits, money ... the investment and financial services industry, with a focus on broker- dealer operations and banking-like features. Monitors regulatory developments and market… more
- SMBC (New York, NY)
- …to the President and is responsible for overseeing the management of the broker dealer 's compliance risk and is represented by the Chief Compliance Officer as either ... of regulatory and/or advisory compliance experience at a broker dealer . + A solid foundation in US securities laws...foundation in US securities laws and regulations and broker dealer operations, products and services. + Ability to communicate… more
- State of Minnesota (Worthington, MN)
- **Working Title: Driver & Dealer Examiner** **Job Class: Driver & Vehicle Services Examining & Inspection Specialist** **Agency: Public Safety Dept** + **Job ID** : ... motor vehicle dealership facilities and records to ensure compliance with state dealer laws, and to inspect motor vehicles for identification and titling purposes.… more