- City of New York (New York, NY)
- …assistance to about 200,000 additional people. Under the general supervision of the Director of Compliance , and with latitude for independent initiative and ... judgment, the Compliance Auditor will be responsible for overseeing NYCHA's annual...ensure timely and effective resolution. - Contribute to various compliance initiatives and special projects assigned by department leadership.… more
- Barnes & Noble (New York, NY)
- …for compliance risk assessment daily or weekly at the direction of Director . * Maintain vendor compliance certification, coordinating efforts for updates, as ... Title: Compliance Analyst Category: Legal EmploymentType: Full-Time Location: NY-New...documentation, follow-up, and disposition of inventory as determined by Director . * Generate and review product, import, vendor and… more
- Walmart (Bentonville, AR)
- …of the fastest-growing eCommerce platforms in the world. Walmart Marketplace is hiring a Director of Seller Risk and Compliance Communications to uphold our high ... In this pivotal role, you'll develop and oversee a comprehensive compliance communication strategy. This includes educating sellers on our policies, guidelines,… more
- Huntington National Bank (Columbus, OH)
- …Legal. Basic Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for investment ... Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play a critical role in the execution and implementation of the … more
- Abbott (Sylmar, CA)
- …plan to ensure compliance with policies and procedures. + Assists OEC Director /ECO on compliance audits, oversees the fulfillment of auditors requests, acts ... + Provides direct oversight for moderately complex elements of Abbott's compliance program at the franchise, business unit, regional, divisional, or corporate… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …step? Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Assist the Compliance Director of the Swap Dealer, Capital Markets and Volcker in the ... derivatives trading. DUTIES & RESPONSIBILITIES: + Assist the Swap Dealer Compliance Director in developing and overseeing the regulatory aspects of the Swap… more
- Entrust (Shakopee, MN)
- …and minimizing regulatory exposure across international markets. This position reports to the Director , Global Trade Compliance . + We offer flexibility + We ... procedures and internal training programs related to US export compliance and sanctions, in coordination with the Director... compliance and sanctions, in coordination with the Director , Global Trade Compliance and the UK… more
- American Express (Phoenix, AZ)
- …you make an impact in this role?** The Global Risk & Compliance Organization ("GRC") independently oversees the company's risk-taking and risk management activities, ... overall risk management framework while ensuring legal and regulatory compliance . Our culture in Global Risk & Compliance...management platforms and capabilities ("GRC Product"). The Manager / Director , GenAI Product will be part of the GRC… more
- Tompkins Community Bank (Ithaca, NY)
- …can work from Ithaca, NY; Amherst, NY; Batavia, NY; Wyomissing, PA; Brewster, NY* The Compliance Program Manager reports to the Director of Bank Compliance ... Manage the Departments Regulatory Change process and ensure communication to Director of Bank Compliance and appliable business units. + Assist with managing the… more
- KeyBank (NY)
- …all of the fiduciary activities that KeyBank engages in. In partnership with the Compliance Director , this position will assist in the growing, formalization and ... KeyBank's wealth and fiduciary delivery channels in collaboration with the Compliance Director . + Design and execute risk-based compliance monitoring reviews… more