- American Express (New York, NY)
- … Audit + Experience in auditing: Enterprise Risk Management, AML, Regulatory Compliance , Finance, Capital Planning, and Financial Crimes **Qualifications** ... In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training… more
- YMCA of Greater Seattle (Seattle, WA)
- …accounting in partnership with the Senior Director of Revenue & A/R and FP&A. Audit Coordination and Compliance . Manage annual external audit and single ... with the Senior Director of Revenue & A/R on revenue-related audit schedules, compliance documentation, and revenue-recognition considerations. . Serve as a… more
- Cleco (Pineville, LA)
- …domains including Electric Utility Industry, IT & Cybersecurity, Business Strategy, Regulatory Compliance , Finance/Accounting, Internal Audit , and Risk ... reporting, and compliance objectives. Reporting to the Director - Internal Audit , this role leads...input, insights, and perspective on current business, industry, and regulatory risk factors + Lead the execution of high-quality… more
- MUFG (New York, NY)
- … agencies. + Minimum of 5 or more years of financial crimes (BSA/AML/OFAC) compliance audit experience + CAMS certification preferred + Experience working with ... the organization. **_Management or Supervision:_** No **_Major Responsibilities:_** + Maintain compliance with audit methodology, while also operating within… more
- WMCHealth (Valhalla, NY)
- …Applicant link (https://pm.healthcaresource.com/cs/wmc1/#/preApply/31059) Internal Applicant link Job Details: The Compliance Director of Ethics and Integrity is ... with the Director of Privacy Programs, the Compliance Director also plays an essential role...regulatory updates and communicate implications to leadership and compliance staff. + Support and coordinate responses to external… more
- City National Bank (Los Angeles, CA)
- …Secrecy Act and OFAC regulations, guidance, and regulatory expectations * Support the Director of Audit AML BSA by helping to lead and execute CNB BSA/AML ... *SR. AUDIT MANAGER- BSA/AML* WHAT IS THE OPPORTUNITY? The...Chartered Accountant) are favorable * A thorough understanding of regulatory and compliance policies and procedures. *… more
- City National Bank (Jersey City, NJ)
- …that provide the insights. * Relationship Building and Client ExperienceSupports the Audit Director proactively in their ongoing monitoring and discussions with ... of testing performed, and effectively communicate audit results to the Audit Senior Manager/ Director and senior management in meetings, presentations, and/or… more
- Capital One (New York, NY)
- …Certified Information Privacy Professional (CIPP), Certified Risk Professional (CRP) or Certified Regulatory Compliance Manager (CRCM) At this time, Capital One ... Director , Compliance Privacy Advisor The Capital... Director , Compliance Privacy Advisor The Capital One Privacy ...senior management team + Subject matter expertise in key regulatory and audit requirements and three lines… more
- Duquesne Light Company (Pittsburgh, PA)
- …innovation and outcomes. We want you to join our team! **Job Title:** Director , NERC Compliance **Position Summary:** Responsible for directing the overall ... audit ready" with appropriate evidence to demonstrate continuous compliance and the ability to respond to any internal...relevant FERC, NERC, RF, PJM and other relevant industry compliance calls and other regulatory and industry… more
- City of New York (New York, NY)
- …the organization while helping to maintain a robust culture of integrity and compliance . Responsibilities of the Director of Internal Audits and Compliance ... and oversee internal audits to assess financial, operational, and compliance risks. - Develop and implement audit ...audits are resolved. - Collaborate with Division leadership and Director of External Audits to coordinate audit … more