- TD Bank (New York, NY)
- …Liaison with other Divisions, such as Compliance , Legal, Risk and Internal Audit as well as support regulatory interactions + Contributing metrics to Conduct ... trading and origination activities is a core competency. The Director Trading Business Management TDS is responsible for the...and related systems and infrastructure processes + 15+ years compliance and regulatory experience along with a… more
- St. George's University (Great River, NY)
- …as student enrollment reporting processes, are administered with integrity, efficiency, and regulatory compliance . The Director directly manages the Senior ... Director of Academic Enrollment and Financial Aid Compliance , Operations and Training For Rocky Vista University Employees: Please message Alyssa Cottone,… more
- Atlantis Casino Resort Spa (Reno, NV)
- …auditors to maintain a high-integrity control environment. The position reports to the Corporate Director of Internal Audit and assists with developing audit ... + Stay informed of regulatory updates issued by NGCB and ensure the audit plan reflects new or revised requirements. + Prepare audit reports outlining… more
- YMCA of Greater Seattle (Seattle, WA)
- …accounting in partnership with the Senior Director of Revenue & A/R and FP&A. Audit Coordination and Compliance . Manage annual external audit and single ... with the Senior Director of Revenue & A/R on revenue-related audit schedules, compliance documentation, and revenue-recognition considerations. . Serve as a… more
- Capital One (Richmond, VA)
- …The Privacy Compliance & Risk (PC&R) team is seeking a Privacy Compliance Director with a passion for mitigating privacy risk at a technologically-focused ... Director , Privacy Compliance Governance Team Lead...Privacy Professional (CIPP), Certified Risk Professional (CRP) or Certified Regulatory Compliance Manager (CRCM) At this time,… more
- Cleco (Pineville, LA)
- …domains including Electric Utility Industry, IT & Cybersecurity, Business Strategy, Regulatory Compliance , Finance/Accounting, Internal Audit , and Risk ... reporting, and compliance objectives. Reporting to the Director - Internal Audit , this role leads...input, insights, and perspective on current business, industry, and regulatory risk factors + Lead the execution of high-quality… more
- MUFG (New York, NY)
- … agencies. + Minimum of 5 or more years of financial crimes (BSA/AML/OFAC) compliance audit experience + CAMS certification preferred + Experience working with ... the organization. **_Management or Supervision:_** No **_Major Responsibilities:_** + Maintain compliance with audit methodology, while also operating within… more
- Northrop Grumman (Baltimore, MD)
- …Advanced analytical and risk management skills with a focus on technical and regulatory compliance . * Technical expertise in industry standards and regulatory ... Our employees are not only part of history, they're making history. The Director , CIDO Compliance is a senior leadership role accountable for developing… more
- City National Bank (Jersey City, NJ)
- …that provide the insights. * Relationship Building and Client ExperienceSupports the Audit Director proactively in their ongoing monitoring and discussions with ... of testing performed, and effectively communicate audit results to the Audit Senior Manager/ Director and senior management in meetings, presentations, and/or… more
- City National Bank (Los Angeles, CA)
- …Secrecy Act and OFAC regulations, guidance, and regulatory expectations * Support the Director of Audit AML BSA by helping to lead and execute CNB BSA/AML ... *SR. AUDIT MANAGER- BSA/AML* WHAT IS THE OPPORTUNITY? The...Chartered Accountant) are favorable * A thorough understanding of regulatory and compliance policies and procedures. *… more