- TD Bank (New York, NY)
- …as part of the wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s) of specialists/professionals ... approach to managing regulatory compliance risk. This Director - Compliance Testing Team...Test Plan. + Work closely with the Head of Compliance Monitoring and Testing and… more
- Dollar Tree (Chesapeake, VA)
- …knowledge sharing. + Develop, implement, and continuously improve our Ethics & Compliance monitoring and response approaches, plans, processes, activities, and ... the design, implementation, execution, and continuous improvement of the Ethics & Compliance risk assessment and monitoring and response methodologies, plans,… more
- American Express (Sunrise, FL)
- …associated policies. This role is responsible for managing the day-to-day execution of Compliance Monitoring & Testing (M&T) reviews, preparing work papers, ... you will help us define the future of American Express. The US Independent Compliance Testing (ICT) team performs 2nd line of defense testing across American… more
- Sanofi Group (Morristown, NJ)
- …Monitor within the Ethics & Business Integrity department at Sanofi, you will lead compliance monitoring activities within the US Monitoring Team. This ... **Job Title** : Director of Monitoring , Ethics and Business...Business Integrity Department and cross-functional teams to ensure robust compliance monitoring controls and effective remediation of… more
- SMBC (Jersey City, NJ)
- …a central BCO function responsible for overall development and execution of 1st line control testing and monitoring program. The BCO Control Testing and ... role will provide support in establishment of control monitoring routines and conduct control testing to...Markets and Sales and Trading risk areas to ensure compliance with internal policies and applicable rules, laws and… more
- Ally (Lansing, MI)
- …tech solutions. We are seeking a Director on the CFO Group Business Line Risk Testing team to lead the Technology Control Testing program. As part of the CFO ... Group Business Line Risk function, the Director will oversee the program for testing ...Strategy to include: * * Scope and definition of testing and monitoring plans * Roles and… more
- JPMorgan Chase (Columbus, OH)
- …**Job responsibilities** + Lead the testing team effort in assessing and monitoring compliance and operational risks, ensuring compliance with firm ... risk environment. As a TCOE - Global Banking Controls Testing Lead, Executive Director within our firmwide...develop and retain top risk and control talent. Promote compliance and control testing in our firm's… more
- Banc of California (Santa Ana, CA)
- …on BSA/AML related inquiries and policy questions. Additionally, the BSA/OFAC Governance and Monitoring Director is responsible for the BSA/OFAC QA function and ... Operations and KYCs from the front line are in compliance with regulatory requirements. The candidate will assist with...years of direct experience in performing controls evaluation and testing or held prior role as bank examiner or… more
- American Express (Phoenix, AZ)
- …impact, and together, you will help us define the future of American Express. The Director of Data Risk Management, Reporting, and Testing will lead the team ... activities, monitoring Data Incident status for reporting, and supporting testing and validation + Coordinate with Business Units and other Business Unit… more
- Capital One (Mclean, VA)
- Audit Director , Financial Crimes Compliance **Overview:** Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality ... candidate will focus on all aspects of financial crimes compliance across the bank. A Director on...will be responsible for designing and executing a risk-based testing strategy to ensure the quality of AML, Sanctions… more