- Hartford HealthCare (Hartford, CT)
- …Revenue Compliance Work Plan or as requested by the Manager or Director . . Maintains organized files to support audit observations and drafts related ... and ongoing risk assessments to develop and revise the Revenue Compliance Work Plan. *_Education:_* . Bachelor's Degree Required *_Experience:_* . A minimum of… more
- KeyBank (Lea County, NM)
- …role reports to KeyBank's Financial Crimes Risk Management's (FCRM) Special Projects Compliance Director . The Senior Compliance Officer - SPRT role ... FCRM Leadership, Key Executive Leadership, Key Legal, or Key Risk Review Group ( Audit ). This role requires...(3) law enforcement needs. **Essential Job Functions** The Senior Compliance Officer - SPRT role is responsible for assisting… more
- 1st Financial Bank USA (Southbury, CT)
- …audit requirements. The ideal candidate will bring an understanding of compliance frameworks, internal controls, and audit preparation, while actively driving ... support to our sister company, Motorlease, located in Farmington, CT. **Key Responsibilities:** Compliance & Audit Readiness + Serve as the organization's lead… more
- Banc of California (Santa Ana, CA)
- …+ 7 or more years of related work experience in an internal controls testing, internal audit , risk , or compliance role. + At least 3 years ofrelated ... WE WIN(R) **THE OPPORTUNITY** Responsible for performing the Bank's risk based, annual SOX Compliance Program plan...**HOW YOU'LL MAKE A DIFFERENCE** + Assists SVP, SOX Compliance Director in planning and executing the… more
- Globus Medical, Inc. (Audubon, PA)
- …Compliance resource for all HCP travel related issues and questions. + Compliance Audit & Monitoring + Assist the Director of Compliance in conducting ... Functions** **:** + HCP Transparency Reporting + Assist the Director of Compliance in the collection, maintenance,... Support + Maintain accurate records of audits, privacy compliance efforts, and risk mitigation activities. +… more
- Barnes & Noble (New York, NY)
- … Director . * Generate and review product, import, vendor and similar reports for compliance risk assessment daily or weekly at the direction of Director . ... data and documentation with a proactive approach to assessing risk . The Compliance Analyst will document and...of safety test and pre-shipment inspection reports, present to Director for final disposition and communicate corrective actions to… more
- University of Utah (Salt Lake City, UT)
- … audit processes, developing and implementing systems to track compliance activities and providing compliance education. **Responsibilities** 1. Oversees, ... processes. 4. Develops, monitors, and updates quality control systems to track compliance activities. Identifies trends, issues and risk areas and makes… more
- University of Rochester (Rochester, NY)
- …close working relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director of Research ... senior leadership and act as the primary advisor on compliance -related matters. Risk Identification and Management: +... Identification and Management: + In partnership with University Audit and Risk Assessment + Department, Identify,… more
- Huntington National Bank (Columbus, OH)
- Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play a critical role in the execution and implementation of the ... Legal. Basic Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for investment… more
- Scotiabank (Dallas, TX)
- …draft supporting materials and testing report get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and Derivatives Compliance ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...reporting experience. **What You'll Bring** + 5-7 years of compliance , audit or regulatory exam support, at… more