- Charles Schwab (Westlake, TX)
- …solutions; and (vi) middle and back office operational functions. Reporting to a Director of the Broker- Dealer /Asset Management enterprise team, the Internal ... to improve the efficiency of governance processes, risk management , and internal controls. The Broker- Dealer /Asset ...processes, risk management , and internal controls. The Broker- Dealer /Asset Management enterprise team is seeking an… more
- Fox Dealer (New York, NY)
- …or NJ area; however, this is a fully REMOTE role HQ is in Las Vegas, NV. Regional Director , Sales & Dealer Development At Fox Dealer , we are on a mission - ... be the position you've been looking for! The Regional Director , Sales and Dealer Development is responsible...Media operations, Client Support, Paid Search, and Fox Executive Management + Direct and manage sales productivity and profitability… more
- OneMain Financial (Fort Worth, TX)
- We are currently seeking a Vice President/ Director of Dealer Analytics to drive OneMain's strategic initiatives on growing the Auto Finance business through the ... expansion and management of the auto dealer channel and the field sales force. As a key member of the Analytics and Marketing leadership team, this individual… more
- Charles Schwab (Lone Tree, CO)
- …their enterprise-wide view of compliance risks. **Key Outcomes** + Coordination and project management of initiatives in support of the broker- dealer program + ... the integrity of the Firm. Reporting to the Managing Director , Chief Compliance Officer, the Director will...Compliance or Risk role. + Strong regulatory knowledge of broker- dealer standards. + Demonstrated success in project management… more
- State of Colorado (CO)
- …Investigator III (Lakewood) Firearms Dealer Division Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5049540) Apply Criminal Investigator ... III (Lakewood) Firearms Dealer Division Salary $73,380.00 - $80,904.00 Annually Location Statewide,...for proposed regulatory allegations and violations for review by management and the appointing authority. + Conduct interviews in… more
- Scotiabank (New York, NY)
- …materials and testing report get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and Derivatives Compliance Operations & Swap ... institutional trading & sales, investment banking, futures commission merchant, swap dealer activities, commercial banking, investment management , and corporate… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …a career in banking at Fifth Third Bank. GENERAL FUNCTION: Assist the Compliance Director of the Swap Dealer , Capital Markets and Volcker in the development ... derivatives trading. DUTIES & RESPONSIBILITIES: + Assist the Swap Dealer Compliance Director in developing and overseeing...impact + Provide periodic reports to LOB and Compliance management on industry and regulatory trends, state of the… more
- Charles Schwab (Austin, TX)
- …functions. Reporting to a Director or Senior Manager in the Broker- Dealer /Asset Management enterprise team, the Senior Auditor will have responsibility for ... to improve the efficiency of governance processes, risk management , and internal controls. The Broker- Dealer /Asset ...processes, risk management , and internal controls. The Broker- Dealer /Asset Management enterprise team is seeking a… more
- Publicis Groupe (Wakefield, MA)
- …and will need to able to travel 70% of the time.** The Dealer Marketing (Territory Sales) Consultant (DMC) will be responsible for providing marketing solutions ... to automotive dealer clients within an assigned territory and increasing revenue...visits. The DMC will report to the Regional Sales Director , and will work closely with key internal contacts,… more
- Charles Schwab (Westlake, TX)
- …Executive Management to improve the efficiency of governance processes, risk management , and internal controls. The Broker Dealer Asset Management ... all significant risks are identified and appropriately reported by management and risk functions to the Board and Executive..., system interfaces, and data processing. Reporting to a Director or Senior Manager of the BDAM Application Controls… more