- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... **About the Role:** **Grade Level (for internal use):** 12 **Associate Director , Financial Institutions Ratings** **The Team:** The Financial Institutions (FI) team… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts...of interest. Employment at S&P Global is contingent upon compliance with the Policy. **Recruitment Fraud Alert:** If you… more
- S&P Global (Englewood, CO)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts...of interest. Employment at S&P Global is contingent upon compliance with the Policy. **Recruitment Fraud Alert:** If you… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts...of interest. Employment at S&P Global is contingent upon compliance with the Policy. **Recruitment Fraud Alert:** If you… more
- TD Bank (New York, NY)
- …alerts related to trading activities of firm employees (sales and trading ) and clients, and employee electronic communications alert, are reviewed ... engages with key stakeholders across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance , and Risk functions. The… more
- Thrivent Financial (Minneapolis, MN)
- …Blackrock Solution's Alladin OMS, Bloomberg, and Excel; some experience with other electronic trading platforms desirable. + Rigorous attention to detail, ... Summary Under the direction of Senior Traders and the Director of Fixed Income Trading , executes purchases...price guidance, order processing, allocation and ticketing. + Execute electronic orders on various fixed income trading … more
- Graham Windham (Bronx, NY)
- …pool of foster and adoptive parents. The Homefinding Supervisor will ensure compliance with regulatory standards promulgated by the New York City Administration for ... Supervisor will also support the Foster Parent recruitment team and the RDS Director as needed. Position Responsibilities: Ensuring that that every foster parent who… more
- Arkema (Wauwatosa, WI)
- …Regional Supply Chain Manager for Durable Goods and/or Regional Supply Chain Director . Directly and/or indirectly leads team of planner(s) and buyer(s) executing F&P ... + Serve as Depot Coordinator for specific BU managed warehouses, in compliance with the Logistics Directive D-HS11, managing insurance requirement documents and… more