- Wells Fargo (Charlotte, NC)
- **About this role:** We are seeking a dynamic and strategic Regulatory Inventory Director to lead the governance and execution of the firm's regulatory inventory ... regulatory updates to applicable banking laws, rules, regulations, and enforceable guidance to ensure compliance and mitigate risk . + Act as a primary point of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …management compliance to support the firm's overall efforts to manage information compliance risk . This role is responsible for collaborating with peers and ... + Diverse businesses associated with a global, diversified Financial Holding Company. + Compliance Risk Management concepts, including Compliance Risk … more
- Capital One (Mclean, VA)
- …Program, which ensures that Capital One appropriately identifies, manages, and oversees compliance risk through sound governance , rigorous controls and ... Compliance Director - Enterprise Services Capital...opportunity to usher in leading edge, innovative approaches to compliance risk management in close partnership with… more
- TECO Energy (Ybor City, FL)
- …exceptions, and NERC Alerts. [25%] 2. Controls & Monitoring: Administers the IT Compliance Management Systems and Governance , Risk , and Compliance ... Alerts. [25%] 3. Controls & Monitoring: Administers the IT Compliance Management Systems and Governance , Risk...Provides direct input to the Technology Quality Assurance and Compliance Director on performance-related issues. As needed,… more
- Lowe's (Mooresville, NC)
- **Your Impact** The Director of HR Compliance is a strategic leader responsible for driving enterprise-wide compliance and governance initiatives across ... employment laws in a complex, multi-state, multi-location environment. The director oversees key compliance functions such as...US operations. * Serves as a strategic advisor embedding risk -aware practices into HR and aligning compliance … more
- New York State Civil Service (Albany, NY)
- …and backing up data in coordination with the Virtual Currency Data Governance Director ;* Creates and maintains interactive Tableau dashboards for scalability, ... style guides;* Provides training and support to dashboard users and ensures compliance with governance policies and procedures;* Participates in the development… more
- American Express (New York, NY)
- …the Governance & Control Offices) in several critical areas related to compliance risk management. + Drive understanding and clarity on roles and ... including Privacy, Conduct and Financial Crimes. + Consult, coach and train the BU Compliance Teams on compliance risk related to various enterprise… more
- MUFG (Irving, TX)
- …responsible for transaction surveillance, detailed investigations, quality control and/or special risk client activities in support of the Bank's BSA/AML program. ... AML Department Manager in establishing and maintaining efficient, scalable and risk -based analytical techniques and methods for evaluating client activity, enabling… more
- PVH Corp. (Bridgewater, NJ)
- …for the global design, implementation, and governance of ITGCs to ensure compliance with Sarbanes-Oxley (SOX) Section 404. The Director will lead a global ... and technically proficient leader to serve as the Global Director , IT SOX Compliance , with a specialized...to enhance team capabilities. + Foster a culture of compliance , risk awareness, and continuous improvement across… more
- Fotona (Irving, TX)
- …quality, reliability, ease of use, and durability. Fotona is currently seeking a seasoned Director of Compliance to lead regulatory and corporate compliance ... and audits; manage FDA investigations and remediation efforts. + Drive proactive risk identification, mitigation planning, and compliance program enhancement. +… more