- University of Rochester (Rochester, NY)
- …close working relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director of Research ... direct access to senior leadership and act as the primary advisor on compliance -related matters. Risk Identification and Management: + In partnership with… more
- Citigroup (Tampa, FL)
- Citi's Internal Audit (IA) division provides independent assessments of the company's governance , risk management and internal control environment for key ... Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves...global QA team. The role reports to the QA Director in New York. **Responsibilities:** + Responsible for executing,… more
- Scotiabank (Dallas, TX)
- …draft supporting materials and testing report get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and Derivatives Compliance ... Compliance Testing Senior Manager, Swap Dealer and Derivatives...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- Commonwealth Care Alliance (Boston, MA)
- …to the Director , Claims Operations & Quality Assurance, the Regulatory Compliance & Audits Sr. Specialist II is responsible for ensuring CCA's operational ... internal audits and retrospective reviews to identify areas of risk or non- compliance . * Track internal audit...the review of policy and procedure documents to ensure compliance language is current. Governance & Reporting… more
- Insight Global (Norfolk, VA)
- … in a manner that meets client requirements. Reporting directly to the Director of GRC, this leader ensures compliance against regulatory, industry and ... cyber defense of the client, focusing on continuous improvement, data protection, governance , risk management and mitigation. Other day to day responsibilities… more
- Duquesne Light Company (Pittsburgh, PA)
- …plans are put in place and completed on schedule. Work closely with the Director NERC Compliance , the Regulatory Compliance Senior Managers and business ... compliance issues. + In conjunction with the Chief Compliance Officer and Director NERC Compliance...implement and monitor internal controls for the Company's NERC compliance program in accordance with NERC's risk -based… more
- UCHealth (Aurora, CO)
- …Responsibilities: Strategic Oversight & Leadership + In collaboration with the Director , Compliance , lead the design, implementation, and continuous improvement ... across all levels of the organization Policy Development & Governance + Develop, revise, and maintain HR policies and...reporting + Use data analytics to identify trends, assess risk , and inform proactive compliance strategies +… more
- TXNM Energy (Alvin, TX)
- …RE, and ERCOT Acts as a primary liaison to the TXNM Energy NERC Compliance Governance group for external audits, spot checks, self-reports, Requests for ... Director of System Operations and/or TXNM Energy NERC Compliance staff. **SCOPE AND IMPACT:** NERC Compliance ...increasingly aggressive approach to audits and actions, and financial risk of non- compliance will also increase. **PHYSICAL… more
- Thrivent Financial (Minneapolis, MN)
- …other senior leaders in the Investment division. The incumbent reports to the Director , Portfolio Compliance . Job Responsibilities and Duties + Maintain and ... and Derivative Risk Management programs. + Prepare and support internal governance committees and Mutual Fund Board meetings. + Prepare various compliance … more
- Cushman & Wakefield (Chicago, IL)
- … across a wide range of areas, including cybersecurity, IT strategy and governance , IT regulatory and compliance requirements, and business continuity + Manage ... and in accordance with IIA Standards + Drive cross-functional assurance and compliance initiatives (such as risk assessments, monitoring approach, etc.) with… more