- Berkshire Bank (Boston, MA)
- …Asset Management division. This position will provide leadership and strategy for the compliance and risk management of the Wealth Management (Trust department) ... and documents. Ensure implementation of audit and exam recommendations. + Monitor for risk exposure and other compliance issues; recommend appropriate level of… more
- Wright-Patt Credit Union Inc. (Beavercreek, OH)
- …s of the effectiveness of credit union controls intended to mitigate all fair lending compliance risk s , including but not limited to credit decisioning , ... P rogram 's daily activities in partnership with the Director , Lending Compliance . Leads periodic review...lending-related guidance . Provides insight and recommendations for key risk indicators (KRI s ) for proactive measurement of… more
- TD Bank (New York, NY)
- …across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance , and Risk functions. The incumbent provides strategic guidance ... 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a Global… more
- KeyBank (MA)
- …role reports to KeyBank's Financial Crimes Risk Management's (FCRM) Special Projects Compliance Director . The Senior Compliance Officer - SPRT role ... / Sanctions / Export Controls, through work on special risk projects, as requested by Key's Chief AML Officer...(3) law enforcement needs. **Essential Job Functions** The Senior Compliance Officer - SPRT role is responsible for assisting… more
- TD Bank (New York, NY)
- …with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to ... across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance , and Risk functions. Through due diligence, and with a… more
- Banc of California (Santa Ana, CA)
- …wherein the Company operates. **HOW YOU'LL MAKE A DIFFERENCE** + Assists SVP, SOX Compliance Director in planning and executing the Bank's annual SOX ... WE WIN(R) **THE OPPORTUNITY** Responsible for performing the Bank's risk based, annual SOX Compliance Program plan...to AuditBoard platform, etc. + Assists the SVP, SOX Compliance Director in preparing program documentation of… more
- Papa John's International (Atlanta, GA)
- …IT SOX Compliance is responsible to lead the enterprise-wide IT SOX compliance program with a focus on governance, risk assessment, control design ... enhancement efforts. + Track and communicate program status, issues, and risks to the Director of SOX Compliance , including preparation of reports for the SOX… more
- American Express (Phoenix, AZ)
- …American Express. **How will you make an impact in this role?** Global Financial Crimes Compliance (GFCC) is an organization within Global Risk & Compliance ... The US AML Program Manager will report to the Director - US AML Program and serve as the...to provide oversight of processes that involve financial crime risk , ensuring compliance with applicable laws, regulations,… more
- Carnival Cruise Line (Miami, FL)
- The Maritime Cyber Safety Senior Compliance Analyst will support the Director , Maritime Cyber Safety Compliance , in developing and implementing global ... The ideal candidate will have substantial experience in cybersecurity, compliance , and risk management within a global...bonus program, while sales roles have an incentive plan. Director and above roles may also be eligible to… more
- Stanford University (Stanford, CA)
- Disability Affairs and Non-discrimination Compliance Associate **Institutional Equity & Access, Stanford, California, United States** Compliance Legal Post Date ... The **Diversity and Access Offic** e is responsible for university-wide compliance with federal, state, and local regulations concerning disability access and… more