- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of prudential regulators. + Diverse businesses associated with a global, diversified Financial Holding Company. + Compliance Risk Management concepts, ... management compliance to support the firm's overall efforts to manage information compliance risk . This role is responsible for collaborating with peers and… more
- Do it Best Corp. (Fort Wayne, IN)
- …ensure alignment between accounting operations, cash management, investment activities, and financial risk management. Strong leadership, analytical skills, and ... Accounting Director / Director of Financial...strengthen internal controls, accounting policies, and procedures to ensure compliance and operational integrity. + Coordinate external audits and… more
- Gilead Sciences, Inc. (Foster City, CA)
- …the global SOX audit program applies the appropriate audit scope, evaluation of financial risk , development of controls over complex processes and application of ... with US and international finance teams and business partners. The **Associate Director , SOX Compliance and Controls** key area of responsibility include:… more
- Scotiabank (New York, NY)
- Director , Investment Banking, Financial Sponsors Group - New York, NY **Requisition ID:** 220928 **Salary Range:** 300,000.00 - 300,000.00 _Please note that the ... team, committed to results, in an inclusive and high-performing culture. **Title** : Director , Investment Banking, Financial Sponsors Group - New York, NY… more
- Interstate Van Lines (Springfield, VA)
- SUMMARY The Director of Independent Compliance Auditing serves as Interstate Group Holdings' Independent Compliance Auditor (ICA) under both the ... violations within 24 hours of discovery Investigation and Risk Assessment + Investigate suspected compliance violations...with competitors within the past 2 years + No financial interests in Interstate or competitors + No personal… more
- Sumitomo Pharma (Tallahassee, FL)
- …+ Proactively identify emerging regulatory issues, developments in industry practices, and compliance risk trends **Key Core Competencies** + Strong leadership, ... currently seeking a dynamic, highly motivated, and experienced individual for the position of ** Director , Compliance .** This Director will be part of the … more
- Walgreens (Deerfield, IL)
- …and reporting program and any necessary corrective actions. Participates in the enterprise-wide compliance risk assessment; ensures a compliance plan is in ... **Job Description:** Job Summary The Senior Director US Retail Compliance assumes a...compliance guidance for business initiatives, overseeing an effective compliance program, risk assessment, vendor management, policy… more
- TD Bank (New York, NY)
- …to support a strong risk culture and comprehensive approach to managing regulatory compliance risk . This Director - Compliance Testing Team Lead ... Testers as part of the wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s) of specialists/professionals… more
- Fiserv (Omaha, NE)
- …a global scale, come make a difference at Fiserv. **Job Title** Lending Regulatory Compliance Director **What does a successful Lending Regulatory Compliance ... Director do?** The Lending Regulatory Compliance Director is a key figure in ensuring the ...internal policies. + Lead efforts to evaluate regulations, perform compliance risk assessments, and direct platform development… more
- New York State Civil Service (Albany, NY)
- …Services, Department of Title Director for Virtual Currency Applications ( Director Financial Services Programs 2, SG-33) Occupational Category Administrative ... and Charters, including as it relates to BSA/AML, sanctions, and fraud compliance ; cybersecurity; business plans and financial statement analysis; and background… more