- Raymond James Financial, Inc. (St. Petersburg, FL)
- …industry compliance. + Rules and regulations of the Securities Exchange Commission ( SEC ); Financial Industry Regulatory Authority (FINRA); and state securities ... to ensure compliance processes and procedures are integrated, along with supporting reporting and dashboards, to ensure all is aligned with RJF Central Compliance.… more
- Palo Alto Networks (Santa Clara, CA)
- …safeguards the company against potential compliance risks but also enhances our financial reporting accuracy. Their expertise in navigating complex regulatory ... account with over 1,000 eligible items selected by employees, our mental and financial health resources, and our personalized learning opportunities - just to name a… more
- First National Bank of Omaha (Omaha, NE)
- …experience, optimize operations, and maintain competitive advantage in rapidly evolving financial services markets. **About This Role:** **_This role is on-site in ... of platforms supporting investment management, trading, portfolio management, and client reporting + Direct the evaluation and implementation of third-party … more
- Publicis Groupe (New York, NY)
- …middle office, back office). + Proven expertise in settlement processes, regulatory reporting (eg, SEC , CFTC, MiFID, EMIR), and compliance requirements. + ... Capital Markets operations, with a strong understanding of trading, settlement, regulatory reporting , and key industry integrations. The individual will serve as a… more
- Raymond James Financial, Inc. (Denver, CO)
- …banking compliance. + Rules and regulations of: Securities Exchange Commission ( SEC ); Financial Industry Regulatory Authority (FINRA); state securities ... inquiries. + Develop and administer policies and procedures for identifying, reporting , and resolving privacy risks. + Develop, administer and maintain privacy… more
- Bank OZK (Dallas, TX)
- …just a company. We're nationally recognized as an industry leader in financial services. That means we combine exceptional service with innovative technologies to ... members with the best resources to support their physical, mental and financial wellbeing, including generous PTO, 401(k) matching, health, dental, vision (and pet!)… more
- MUFG (Tempe, AZ)
- …heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across ... With a vision to be the world's most trusted financial group, it's part of our culture to put...details. **Job Summary:** This position will report to the Director , Third-Party Management for first line of defense TPRM… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …interpersonal skills. Experience with complex accounting topics and auditing standards, SEC reporting , project and personnel management, recruiting and training. ... technical accounting topics, as well as representing Accounting Risk/External Reporting on various Bancorp accounting/finance initiatives and special projects.… more
- Kratos Defense & Security Solutions, Inc. (San Diego, CA)
- …also supports the Manager, Technical Accounting and Reporting and the Corporate Director of Financial Reporting and Accounting. Coordinates receipt of ... Financial Reporting and...in financial software systems administration, corporate consolidation, SEC reporting and lease accounting preferred (Workiva,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …perform a variety of corporate and regulatory support activities, including entity management, SEC Section 16 reporting , and Federal Reserve entity reporting ... (hCue) containing information relating to over 100 Raymond James subsidiaries, maintaining and reporting of Insider holdings to the SEC (Section 16), and Federal… more