- Raymond James Financial, Inc. (St. Petersburg, FL)
- …applicable compliance statutory regulations and interpretations. + May oversee compliance exception reporting processes and take appropriate action, as ... and Responsibilities** + Manages Capital Markets & Advisory ("CMA") Compliance 's core compliance program to ensure ... processes and procedures are integrated, along with supporting reporting and dashboards, to ensure all is aligned with… more
- Truist (Charlotte, NC)
- …matters for Truist Financial Corporation and its subsidiaries to ensure compliance with GAAP, regulatory reporting and affiliate transaction requirements. ... 9. Prepare and review of relevant sections of the SEC Forms 10-K and 10-Q for compliance ...press release, Forms 10-K and 10-Q, and other regulatory reporting in compliance with GAAP and regulatory… more
- Raymond James Financial, Inc. (Denver, CO)
- …inquiries. + Develop and administer policies and procedures for identifying, reporting , and resolving privacy risks. + Develop, administer and maintain privacy ... assess privacy-related risk with business partners to identify and address privacy-related compliance gaps or areas of privacy risk in support of business… more
- Truist (Charlotte, NC)
- …and business leaders the impact these requirements will have on Truist's regulatory reporting compliance . 12. Support change management efforts for regulatory ... reporting requirements (eg, Call Report, FR Y-9C). The Associate Director will ensure compliance with evolving regulatory frameworks, support internal… more
- L3Harris (Melbourne, FL)
- …development, implementation, and execution of L3Harris's global anti-corruption and antitrust compliance programs. Reporting directly to the Vice President, ... regulatory trends, and benchmarking. + Ensure rigorous documentation and reporting of compliance activities-including preparation of executive-level reports… more
- Shake Shack (New York, NY)
- … process, including assisting with the preparation of various reports filed with the SEC , debt compliance reporting and Census Bureau reporting . ... the preparation of schedules and reports for debt covenant compliance reporting + Coordinate data gathering and...attention to detail + Knowledge of US GAAP and SEC reporting rules + Ability to work… more
- Mastercard (Harrison, NY)
- …with cross-functional departments, and ensuring team adherence to legal and regulatory compliance requirements globally. In addition, the Director will establish ... of payroll systems and processes. * Familiarity with equity accounting, financial reporting , and SEC regulations is essential. * Workday system experience… more
- Boardwalk Pipeline Partners (Houston, TX)
- …KNOWLEDGE, AND EXPERIENCE: + 8-12 years experience in accounting + Experience with SEC reporting , technical accounting and internal controls + CPA + Strong ... at www.bwpipelines.com . We are currently looking for a Director , Assistant Controller for our Houston, TX office. POSITION...the activities of accounting standard-setting groups, including the FASB, SEC and FERC and ensuring compliance with… more
- Marriott (Bethesda, MD)
- …lead on strategic planning and oversight of new processes and controls to support ESG reporting and compliance . The Senior Director will be responsible for ... member of the Corporate Financial Accounting Team, the Senior Director will partner with other Marriott colleagues to lead...* Gain a comprehensive understanding of ESG-related risk, controls, SEC , and international reporting standards * Lead… more
- MTA (New York, NY)
- Senior Director - Debt Financing Job ID: 12102 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular Department: Office of ... Financial Services Date Posted: Sep 24, 2025 Description JOB TITLE: Senior Director , Debt Financing DEPT/DIV: Finance WORK LOCATION: 2 Broadway New York, NY 10004… more