- Vanguard (Wayne, PA)
- Vanguard is seeking a strategic and consultative Director of Fund Accounting Policy to own the development, implementation, and oversight of complex global ... issues, supports positions taken, and identifies differences between regulatory reporting regulation equivalents. Provides leadership on implementation of ambiguous… more
- CHS Inc. (Inver Grove Heights, MN)
- …efficiency and reduce operational risk in trade support activities. + Ensure compliance with internal policies, industry regulations, and reporting requirements. ... and leveraging technology to maximize efficiency and accuracy. The Operations Director role is responsible for clearing, reconciliation and balancing, margining, OTC… more
- RGP (El Segundo, CA)
- …up your sleeves to tackle tasks and meet deadlines. + Public company experience required ( SEC reporting , SOX compliance ). + Experience in CPG, Food and ... We are seeking an experienced interim accounting professional, Director level and above to provide critical leadership...and hands-on support during a critical year-end close and reporting cycle to ensure timely, accurate financial reporting… more
- Advanced Energy (Denver, CO)
- …with at least 5 years in a publicly traded corporate environment which includes SEC reporting and SOX requirements + Previous experience in a global high ... Director , Assistant Controller - Accounting Operations **ABOUT ADVANCED...to drive efficiency and scalability for our growing organization. Reporting to the Chief Accounting Officer, this individual will… more
- Ankura (NV)
- …matters. Role Overview The Global Investigations & Forensic Accounting Senior Managing Director role is an executive level position that sells, leads and manages ... Ankura Senior Managing Directors and clients with communications with the PCAOB, SEC , or other regulators on auditing, accounting, and independence matters. + You… more
- JPMorgan Chase (New York, NY)
- …and taxable capital markets. As a Public Finance Attorney - Executive Director , Assistant General Counsel, on the Commercial and Investment Bank's Public Finance ... This position will have another attorney covering the Public Finance business reporting into it. You will collaborate with banking, markets, regulatory and other… more
- SMBC (Jersey City, NJ)
- …The Head of Registrations will report to the Head of Employee Compliance with responsibility to lead the Registrations Program across the Americas Division, ... will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer, SMBC Americas Division Head of Ethics Office, business unit supervisors,… more
- Publicis Groupe (New York, NY)
- …office). + Proven expertise in settlement processes, regulatory reporting (eg, SEC , CFTC, MiFID, EMIR), and compliance requirements. + Hands-on experience ... Capital Markets operations, with a strong understanding of trading, settlement, regulatory reporting , and key industry integrations. The individual will serve as a… more
- First National Bank of Omaha (Omaha, NE)
- …divisions, driving innovation while ensuring systems reliability, security, and compliance . This role bridges business objectives with technological solutions to ... technology governance frameworks that balance innovation with security and compliance requirements + Represent technology considerations in executive-level planning… more
- Bank OZK (Dallas, TX)
- …calls. + Oversee the onboarding and servicing of institutional relationships, ensuring compliance , reporting , and fiduciary best practices. + Monitors and ... education on fiduciary standards such as ERISA, UPMIFA, and SEC /FINRA rules for staff members. + Ensure fiduciary ...SEC /FINRA rules for staff members. + Ensure fiduciary compliance for all institutional accounts and plans. + Chair… more