- Ankura (New York, NY)
- …regulatory undertakings. Role Overview: Ankura Consulting has a full-time position for a Senior Director in its Audit Advisory Practice. Audit Managing Directors ... pre-inspection reviews, regulatory remediation assistance, and investigations. Responsibilities: As a Senior Director in the Audit Advisory Practice, you will… more
- Aegon Asset Management (Denver, CO)
- …by Transamerica Corporate , which includes Finance, People and Places, General Counsel , Risk, Internal Audit, Strategy and Development, and Corporate Affairs, which ... detect, and assist in resolving potential violations of federal securities laws and regulations for TAM, the funds for...+ Direct and assign projects and provide guidance to senior managers, managers, and other compliance staff to improve… more
- USAA (San Antonio, TX)
- …a securities principal as appropriate: In conjunction and coordination with Securities Counsel and Securities Compliance, provides research and ... makes us special and impactful. **The Opportunity** USAA is seeking a talented ** Director , Retirement Income** to lead multiple teams of Health, Life or Retirement… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** The Managing Director , Accounting - Technology, Data, Operations will play a critical role within ... Executive Leadership, the BU CFO organization, other members of the Senior Leadership Team, external auditors, and regulatory agencies. Proactively provide … more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The HRBP Director is a senior strategic partner to CIB leadership, responsible for ... capabilities, and the ability to influence at the executive level. The Director Human Resources TDS is responsible for supporting the business strategy and… more
- OneMain Financial (Irving, TX)
- As the VP, Director of SEC Reporting, you will lead and oversee the external financial reporting process for the company, including US Securities and Exchange ... releases, and registration statements. + Coordinate with external auditors, legal counsel , investor relations, and internal teams. + Ensure strong internal controls… more
- Truist (Charlotte, NC)
- …**Effectively communicate with leadership, auditors and regulators** 7. Proactively provide counsel to senior leaders and financial management on complex ... complex accounting and financial reporting issues to the Finance organization and other senior leaders. Following is a summary of the essential functions for this… more
- American Water (Camden, NJ)
- …Chief SEC Counsel and Secretary (Corporate Secretary) within the Legal Counsel & Services Department. The Senior SEC/Governance Paralegal will independently ... to be assigned from time to time by the Corporate Secretary or the SEC Counsel . The Senior SEC/Governance Paralegal will also assist the Corporate Secretary with… more
- FirstEnergy (Akron, OH)
- …Corp.) and will report to the Corporate Secretary and Associate General Counsel at the FirstEnergy Headquarters in Akron, Ohio. This Assistant Corporate Secretary ... with Board and Committee policies and charter documents + Support and coordinate director education and new director training and onboarding + Assist in… more
- MyFlorida (Tallahassee, FL)
- …cases under state and federal antitrust laws, Florida False Claims Act, Florida securities law, Civil Racketeering and as needed civil complex enforcement of the ... in this class. This position works under the direct supervision of a senior level attorney. I. INVESTIGATION OF ANTITRUST VIOLATION: Assists the Lead Attorney in… more