- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...religion, sex, sexual orientation, gender identity, national origin, age, disability , status as a protected veteran or any other… more
- GE Vernova (Wilmington, NC)
- **Job Description Summary** The Global Compliance Leader for Nuclear Power will run all aspects of our compliance program across the global business unit. This ... detection, mitigation and corrective action. The role will report to the Chief Compliance Officer for the Power Segment. The role will engage business leaders and… more
- Citizens (Iselin, NJ)
- …finance, equity research, and sales and trading. Job Description We are seeking a Compliance Officer for our Fixed Income Sales & Trading team. Reporting to the Head ... of Sales & Trading Compliance , this role guides front office staff on regulatory...regard to age, ancestry, color, citizenship, physical or mental disability , perceived disability or history or record… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorganChase (the firm). As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- HCA Healthcare (Nashville, TN)
- …want to join an organization that invests in you as a Director Waste Compliance and Regulatory Affairs? At HealthTrust, you come first. HCA Healthcare has committed ... + Additional options for dental and vision benefits, life and disability coverage, flexible spending accounts, supplemental health protection plans (accident,… more
- TD Bank (Greenville, SC)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...religion, sex, sexual orientation, gender identity, national origin, age, disability , status as a protected veteran or any other… more
- USAA (Phoenix, AZ)
- …a detail-oriented and collaborative Technology Risk Analyst to join our Risk and Compliance Management team. This role will focus on performing oversight reviews of ... in the business to identify, assess, aggregate and document risk and compliance controls, including risks associated with new or modified products, services,… more
- Citigroup (O'Fallon, MO)
- …Vice President (AVP) 2nd Line of Defense position serving as a Consumer Compliance Monitoring and Testing Officer within Citi's Independent Compliance Risk ... Banking (USPB) Independent Assessment team responsible for evaluating the effectiveness of compliance risk controls implemented by the first and second lines of… more
- Citizens (Stamford, CT)
- …equity research, and sales and trading. Position Overview We are seeking a Compliance Officer to support our Research, Investment Banking Compliance team. This ... grow in a dynamic environment. Key Responsibilities + Regulatory Oversight: Monitor compliance with SEC, FINRA, and global regulations related to Research, and… more
- Prime Therapeutics (Pierre, SD)
- …passion and drives every decision we make. **Job Posting Title** Senior Compliance Analyst (Risk Assessment and Oversight) - Remote **Job Description** The Senior ... Compliance Analyst assists in the implementation of Prime's ..._race, color, religion, gender, sex (including pregnancy), national origin, disability , age, veteran status, or any other legally protected… more