- Pioneer Bank (Albany, NY)
- TITLE: Compliance & Risk Management Associate LOCATION: Headquarters REPORTS TO: Assistant Compliance Officer CLASSIFICATION: Full Time, Non Exempt PAY GRADE: NE ... - $35.21 per hour) AVAILABILITY: Monday-Friday 8:30am-5:00pm Position Summary : The Compliance and Risk Management Associate will assist the Assistant Compliance … more
- Charles Schwab (Lone Tree, CO)
- …"challenge the status quo" and transform the finance industry together. The Compliance Department coordinates Schwab's compliance efforts, and performs an ... role to support management's supervisory responsibility and its efforts to achieve compliance with financial services rules and regulations, and policies of the… more
- Americor (Irvine, CA)
- Americor is seeking an AI Compliance Specialist to join our team. The AI Compliance Specialist will be responsible for the quality assurance (QA) of AI-generated ... AI predictions. The ideal candidate has a strong background in communication compliance and customer interactions within the financial services industry. About Us:… more
- Brown University (Providence, RI)
- Job Description: Reporting directly to the Associate Director of Compliance , the Assistant Director of Compliance is responsible for the management of several ... key University-wide compliance functions that ensure compliance with applicable...race, color, religion, sex, age, national or ethnic origin, disability , veteran status, sexual orientation, gender identity, gender expression,… more
- AdventHealth (Altamonte Springs, FL)
- …Altamonte Springs, FL **The role you will contribute:** The Primary Health Division Compliance Officer reports to and works in conjunction with the Senior Vice ... President, Chief Compliance Officer at AdventHealth to provide leadership and oversight...creed, religion, national origin, sex, marital status, age or disability /handicap with respect to recruitment, selection, placement, promotion, wages,… more
- AIG (New York, NY)
- Senior Manager, Compliance Data Analytics & Monitoring Compliance partners with GLCR Data Analytics & Automation (GLCR DAA) to maintain a Testing and Data ... review and analysis of key risk indicators to identify red flags and potential compliance violations. The role of Senior Manager, Compliance Data Analytics &… more
- Capital One (Mclean, VA)
- …please. Capital One is an equal opportunity employer (EOE, including disability /vet) committed to non-discrimination in compliance with applicable federal, ... Senior Director, Compliance Test Lead for Commercial Banking, Corporate Functions...for Commercial Banking, Corporate Functions and Anti-Money Laundering The Compliance Testing Senior Director oversees transaction testing and control… more
- Capital One (Mclean, VA)
- …please. Capital One is an equal opportunity employer (EOE, including disability /vet) committed to non-discrimination in compliance with applicable federal, ... Compliance Privacy Advisor, Sr. Manager The Capital One Privacy Compliance & Risk team is seeking a Senior Manager with a passion for mitigating privacy risk at… more
- KeyBank (Buffalo, NY)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Commercial Compliance Officer will be a member of the Commercial Lending and Deposits Compliance team ... within Compliance Risk Management. The Commercial Compliance Officer will provide support to business and commercial lines of business by researching,… more
- Southern California Edison (Rosemead, CA)
- Join the Clean Energy Revolution Become a Compliance Specialist at Southern California Edison (SCE) and build a better tomorrow. In this job, you'll be part of the ... Operational Compliance organization which manages SCE's participation in industry reliability...California Edison is a proud Equal Opportunity Employer, including disability and protected veteran status. We are committed to… more