- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...resolution and provides direction to resolve issues or escalate ** Education & Experience:** + Undergraduate degree or equivalent work… more
- HUB International (Winter Park, FL)
- …is responsible for day to day internal and external customer support providing compliance research, writing, and guidance to address client needs. The Compliance ... alongside the account services team member(s) and/or producer, to relay compliance requirements and decision-making considerations. + Collaborate with the South … more
- Guardian Life (New York, NY)
- …best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie, ... Do you want to be part of a collaborative Compliance Legal Team? The Compliance Analyst, Park...this position ultimately will be determined based on the education , experience, knowledge, and abilities of the successful candidate.… more
- Federal Aviation Administration (Washington, DC)
- Summary The position is an Operations Compliance Specialist in the Air Traffic Safety Oversight Service (AOV). Responsible for serving as a principal technical ... enforcing oversight for aeronautical information functions. Responsibilities The Operations Compliance Specialist performs multiple, varying, and complex assignments under… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to join the CIB Macro Business Aligned Compliance Team. Learn more about the career areas ... (https://www.wellsfargojobs.com/career-areas/) . This role within the Macro Sales & Trading Compliance Team is a Business Aligned Compliance Officer (BACO).… more
- Mizuho Corporate Bank (New York, NY)
- …is a front office function serving Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning Team within ACBD1, is ... responsible for a wide range of compliance matters and risk management initiatives. The primary responsibilities of this role include: + Collaborating with other… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...goals + Focuses on longer-range planning for functional area ** Education & Experience:** + Undergraduate degree or equivalent work… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of the Raymond James business model. + Plays a role in the compliance reporting processes, including exception reporting, and approves corrective actions. + Works ... with the Compliance Training team to ensure enterprise policy requirements are...services industry. ~or~ + Any equivalent combination of experience, education , and/or training approved by Human Resources. **Licenses/Certifications** +… more
- Transdev (Phoenix, AZ)
- Overview: The Operations Compliance Manager plays a critical role in promoting a culture of safety, regulatory compliance , and operational excellence across ... with Human Resources, Operations, and Training teams, the Operations Compliance Manager oversees all compliance -related onboarding activities,...to 25%. + All other duties as assigned. Required Education and Experience: + Minimum of 2 years of… more
- Citizens (Johnston, RI)
- Description Sponsorship Oversight - Network Compliance - AVP As CFG sponsors processors into Payment Networks through its banking license, it is imperative Citizens ... for oversight activities and the maintenance of comprehensive records of compliance to ensure adherence with payment processing standards, data security… more