- Mizuho Corporate Bank (New York, NY)
- Regulatory Reporting Quality Assurance, Associate Quality Assurance Unit: The Quality Assurance Unit is responsible for enhancing the integrity of the bank ... regulatory reporting processes, reporting data...practices; Testing procedures include risk ranking, data analysis/ profiling, transaction testing, control testing and conformance review + Supports… more
- Mizuho Corporate Bank (New York, NY)
- …Unit: The Quality Assurance Unit is responsible for enhancing the integrity of the regulatory reporting processes and reporting issues stem from data quality ... improvement opportunities , implement process, a nd control enhancements for the regulatory reporting activities to keep abreast of the industry standards… more
- Mizuho Corporate Bank (New York, NY)
- …This role will be expected to perform ongoing testing of the AML Transaction Monitoring, KYC, and Sanctions procedures against regulatory requirements. In ... Responsibilities + Implement, perform, and document QA reviews of AML Transaction Monitoring/KYC/Sanctions cases to determine the effectiveness of control and to… more
- JPMorgan Chase (Brooklyn, NY)
- …years in a Finance organization with exposure to accounting, financial statements, regulatory reporting , and financial products + Strong understanding of ... and skills.** + Experience in Product Control, Financial Control and/or knowledge of Regulatory Reporting + Bachelor's degree in Accounting or Finance preferred,… more
- MUFG (Irving, TX)
- …of and experience in analyzing both Know Your Customer ("KYC") and Transaction Monitoring ("TM") data to identify potential money laundering, terrorist financing, ... and identify (collecting additional information where necessary) AML Risk metrics & reporting information provided by the Management Information and Reporting … more
- TD Bank (New York, NY)
- …team supports the Trade and Communications Surveillance leads across geographies (US, Canada, EMEA , and APAC), as well as key stakeholders to execute across an ... in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial… more
- Citigroup (Tampa, FL)
- …personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 6-10 years of ... candidate will work with global teams (NAM, APAC & EMEA ). The role will report to the NAM Open...testing in respect of new Collateral Operation functionality and reporting requirements. The role will also include working on… more
- Mizuho Corporate Bank (New York, NY)
- The Compliance function manages compliance and regulatory risk by establishing compliance policies, providing training, conducting compliance reviews, monitoring ... anti-money laundering (AML) and coordinating regulatory examinations and relations. Summary The AML AVP will...monitoring suspicious activities and transactions at Mizuho, ensuring timely reporting to the AML Compliance Manager. This role also… more
- Citigroup (Tampa, FL)
- …Execute critical technology initiatives by delivering Anti-Money Laundering (AML) regulatory projects. Ensure the efficient design, development, and implementation ... document, and deliver functionality that both improves productivity and aligns with regulatory guidelines. Work closely with Global Engineering and Product Owners to… more
- TD Bank (New York, NY)
- …will work with the Trade and Communications Surveillance leads across geographies (US, Canada, EMEA , and APAC), as well as key stakeholders to design and deliver an ... timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have deep expertise in financial markets,… more