- State of Colorado (Denver, CO)
- Serve CO Deputy Finance and Compliance Officer Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5056701) Apply Serve CO Deputy Finance and ... Compliance Officer Salary $58,000.00 - $68,000.00 Annually...and outreach, legal counsel, legislative liaison, operations, policy and research , and scheduling. Serve Colorado Summary Serve Colorado believes… more
- TD Bank (New York, NY)
- …2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our ... more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight,… more
- State of Colorado (Denver, CO)
- Serve CO Finance and Compliance Officer Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5056747) Apply Serve CO Finance and Compliance ... to serve. Description of Job Position Title: Serve CO Finance and Compliance Officer Department: Internal Operations FLSA Status: Exempt Organizational… more
- AON (Chicago, IL)
- …The Compliance Analyst's primary role is to assist the Deputy Chief Compliance Officer and team with the day-to-day administration of AIUSA's compliance ... to address emerging trends and regulatory rules. + Identification, research , and/or resolution of risk issues impacting the business....Analyst's primary role is to assist the Deputy Chief Compliance Officer and team with the day-to-day… more
- Raymond James Financial, Inc. (New York, NY)
- …of a comprehensive compliance program for Capital Markets, encompassing Equity Investment Banking, Equity Research , Institutional Equity ... Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and supervision of a… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for the Independent Compliance Risk Management (ICRM)'s Control Room team. The ICRM Global Surveillance platform ... Banking Advisory and Capital Markets) as well as Legal and Compliance colleagues regarding Information Barriers, Wall Crossing Procedures, Sensitive Information and… more
- Byline Bank (Chicago, IL)
- …we serve, Byline Bank is the place for you. **Objective of Position** : The Compliance Officer helps oversee the Compliance Management System of Byline Bank. ... The Compliance Officer will function as an independent and objective person...composure under pressure while meeting multiple deadlines. + Strong research and problem-solving skills. Able to collect, analyze, and… more
- CUNY (New York, NY)
- University Compliance Officer - (Multiple Vacancies) **POSITION DETAILS** The Center for Inclusivity and Equal Opportunity ("CIEO" or the "Center") was ... members. The Center is responsible for systemwide report management and compliance pertaining to discrimination and harassment, policy review, development, and… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... encouraged to apply at all levels. Share this job (https://uscareers-nyu.icims.com/jobs/14670/chief-global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the right job?… more
- University of Colorado (Denver, CO)
- …Make education work for all. + **Vision** : Be the nation's leading public urban research university, serving as a model for equity , innovation, and impact. + ... **Associate Vice Chancellor for Human Resources (Chief Human Resources Officer )** **University of Colorado Denver** Associate Vice Chancellor for...moments start at CU Denver, a place where innovation, research , and learning meet in the heart of a… more