- TD Bank (New York, NY)
- …2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our ... your recruiter who can provide you more specific details for this role. **Job Description:** This Compliance Officer is a key member of the TDS US Compliance … more
- University of Washington (Seattle, WA)
- …Office of Global Affairs, the Office for Information Security, CoMotion, and other Research Compliance offices and academic units at the Department and School ... and all other applicable regulations. Reporting to the Chief Research Security Officer in the Office of...Office (DIRECTOR) will identify and implement measures to ensure compliance with research security regulations within the… more
- TD Bank (New York, NY)
- …2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our ... and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core … more
- TD Bank (New York, NY)
- …2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our ... specific details for this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This… more
- TD Bank (New York, NY)
- …2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our ... Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office...tools (eg, Behavox). + Deep understanding of trading in equities , fixed income, FX, and derivatives markets, as well… more
- Johns Hopkins University (Baltimore, MD)
- …& Research practice group and will work closely with the Chief Compliance Officer . Working with the practice group leader and other OGC colleagues, ... revise relevant policies and procedures and work with the Compliance office to support research compliance...as location, skills, experience, market conditions, education, and internal equity . Not all candidates will qualify for the highest… more
- City of New York (New York, NY)
- …and produce DEI training and compliance . The role reports to the Chief Equity and Diversity Officer (CEDO). Responsibilities include but are not limited to: ... Conducting research or data entry as needed to support compliance and equity -related projects. - Review documentation and respond to requests for reasonable… more
- Federal Reserve Bank (Philadelphia, PA)
- …and Delaware. The Consumer Finance Institute (CFI) seeks a well-trained and motivated senior research assistant to support the research of its staff and visiting ... of more senior staff, this position may offer opportunities to pursue self-directed research resulting in authored or coauthored reports. RAs typically work at the… more
- Johns Hopkins University (Baltimore, MD)
- …healthcare and billing compliance , in partnership with the Chief Compliance Officer , telemedicine matters, and on faculty/physician compensation. + Provide ... is seeking a senior level **_Associate General Counsel,_** **_Healthcare & Research /Transactions_** . This attorney will act as a healthcare transactions expert… more