- University of Rochester (Rochester, NY)
- …Laser Energetics (LLE) is seeking a highly skilled and experienced Lead Contracting Compliance Officer . This individual will ensure LLE's full adherence to ... the application of ethical business practices. The Lead Contracting Compliance Officer will be responsible for developing,...the Facility Security Officer , Lead Information Security Officer , and key personnel in procurement and research… more
- Mizuho Corporate Bank (New York, NY)
- …Further, the team plays a key role (in collaboration with legal, compliance , IT, etc) in the analysis, requirements specifications, and implementation of new ... reporting requirements as relevant to their remit. Summary The Operations Regulatory Reporting Officer position will play a key role in the development of this newly… more
- Citizens (Johnston, RI)
- …are in this role, you will review submitted documentation to ensure compliance with bank requirements. Additionally, you will follow-up and review routine ... processing of their loan application, review submitted documentation to ensure compliance with bank requirements. + Follow-up and review routine documentation… more
- Cleveland Research Company (Cleveland, OH)
- …the channels and companies we cover. We built the foundation of CRC in the equity research business with institutional money managers as our primary client base ... reliable research product in the market. Cleveland Research Company, LLC, an equity research...key resource for the firm by assisting the Chief Compliance Officer in identifying and mitigating potential… more
- State of Colorado (Denver, CO)
- ECMC Enforcement Advisor ( Compliance Specialist IV) - Hybrid Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5058244) Apply ECMC Enforcement ... Advisor ( Compliance Specialist IV) - Hybrid Salary $68,100.00 - $92,400.00...- and tomorrow. The State of Colorado believes that equity , diversity, and inclusion drive our success, and we… more
- University of Rochester (Rochester, NY)
- …Compliance Officer of the Medical Center, the Director of Research Compliance and senior leadership across various university departments. **Essential ... including the URMC Office of Integrity and Compliance and the Office of Research Compliance . In this role, the CCE will develop and manage the University's… more
- Seattle Children's (Seattle, WA)
- …oversees Seattle Children's corporate compliance , internal audit, privacy, and research compliance programs (collectively, the " Compliance Program"). ... the development, execution and advancement of an effective, integrated enterprise-wide compliance , ethics and internal audit program in support of Seattle Children's… more
- T. Rowe Price (Baltimore, MD)
- …contributing to the growth of our operations. Role Summary The Investment Compliance Officer identifies, interprets, and programs restrictions into the Charles ... client operations managers and other internal and external parties. The Investment Compliance Officer also proactively assesses the impacts of regulatory… more
- Emory Healthcare/Emory University (Atlanta, GA)
- …University's Privacy Compliance Program. Under the supervision of the Chief Compliance Officer , oversees and manages Emory University's privacy compliance ... the key stakeholders, including offices such as Emory Healthcare Compliance Office, the University Information Security Officer ,...should be directed to the Emory University Department of Equity and Civil Rights Compliance , 201 Dowman… more
- TD Bank (Charlotte, NC)
- …risk monitoring + Create and generate executive case summaries to support Chief Compliance Officer reporting to Executive Leadership, the Board(s) of Directors, ... Risk Management, or Audit (a plus).** **Customer Accountabilities:** + Provides Compliance research , evaluation, operational, reporting and/or analytical support… more