- Scotiabank (Houston, TX)
- …Syndication (GLS), Global Securitization (GS), Mortgage Capital Markets, Structured Credit and Equity Research businesses. The Compliance Officer will serve ... Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary...equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... the TDS US and global businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in ... to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for… more
- Raymond James Financial, Inc. (New York, NY)
- …Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and supervision ... Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business...for Capital Markets, encompassing Equity Investment Banking, Equity Research, Institutional Equity Sales … more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...not required + Knowledge of operations, finance, regulatory reporting, sales and trading, and applicable rules and regulations, and… more
- Highmark Health (Austin, TX)
- …This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within ... responsible for the administration, interpretation, and enforcement of the Compliance Program including auditing/monitoring operational processes, conducting or overseeing… more
- Zurich NA (Boston, MA)
- AVP, Underwriting Officer Or VP Senior Underwriting Officer 124285 Zurich North America is currently looking for a Contract Surety Underwriter **to join our ... role will be filled at either the AVP, Underwriting Officer or VP Senior Underwriting officer level....Qualifications: + Bachelor's Degree + Established broker relationships. + Sales execution mindset + Creative problem-solving skills + Strong… more
- Zurich NA (Austin, TX)
- Contract Surety Underwriting Officer (AVP or VP) 126053 Zurich is currently looking for a Contract Surety Underwriting Officer (AVP or VP) to work in the State ... you will partner with brokers and will utilize strong sales execution mindset to write profitable business. We are...will be filled at either the Contract Surety Underwriting Officer , AVP level OR Contract Surety Senior Underwriting … more
- Zurich NA (Baltimore, MD)
- AVP, Surety Underwriting Officer or VP, Senior Underwriting Officer 123470 Zurich North America is currently looking for a Contract Surety Underwriter to work ... role will be filled at either the AVP, Underwriting Officer Or Senior VP Underwriting Officer level....Qualifications: + Bachelor's Degree + Established broker relationships. + Sales execution mindset + Creative problem-solving skills + Strong… more
- JPMorgan Chase (Irvine, CA)
- …with our early-stage Startup Commercial Bank clients. As a Client Success Officer within our Commercial Bank Startup Banking, you will leverage your deep ... clients. By offering Treasury solutions in conjunction with service, the Client Success Officer plays an important role in the execution of the firm's retention,… more