- Citigroup (New York, NY)
- …trade. We partner extensively with a range of internal stakeholders including Front Office Sales and Trading Desks, Banking, Compliance , Legal, Finance and ... where Citi is consistently a dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage, Futures, Listed Derivs, FXPB) where Citi has a… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... business strategies and objectives. Ensure all activities conducted are in compliance with governing regulations, internal policies and procedures. **What You'll… more
- JPMorgan Chase (New York, NY)
- …strategies for our suite of liquidity products and a $375 billion+ trading platform across the institutional channel. As a Global Liquidity Marketing Associate ... marketing tools to enhance market presence and voice. + Collaborate closely with sales teams to develop and implement marketing strategies for the business line. +… more
- Principal Financial Group (Des Moines, IA)
- …Investment team to support our commercial real estate private debt and equity sustainable investment platform. In this role, you'll be responsible for assisting ... data and reporting. + Assist with data management oversight and compliance including sustainability data collection and quality control, analyzing and reporting… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... * Foster and personify a culture of inclusion and diversity * Follow internal compliance practices and act ethically at all times **What You'll Bring:** * 2+ years… more
- Mizuho Corporate Bank (New York, NY)
- …and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. ... People data, including defining access controls, supporting data users, and ensuring compliance with Data Service Agreements and regulatory standards. + Ensure that… more
- Mizuho Corporate Bank (New York, NY)
- …and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. ... and experienced Senior Line Manager to lead our Infrastructure Governance, Risk, and Compliance (GRC) team. This role is pivotal in transforming our GRC function to… more
- Mizuho Corporate Bank (New York, NY)
- …and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. ... risk appetites. + Collaborate with operational resilience pillars to assess compliance with established capability baselines and risk thresholds. + Monitor key… more
- JPMorgan Chase (New York, NY)
- …members of our team, working closely with our global partners across banking, sales , trading , risk, legal, and research to support corporate and institutional ... to physical commodities. Drive dialogue and supporting analyses to ensure compliance and risk mitigation. + **Client Engagement:** Collaborate with clients to… more