- JPMorgan Chase (New York, NY)
- …strategies across all asset classes for the US market. + Collaborate with research, trading , and sales teams to develop innovative financial solutions. + Stay ... linked to our indices. + Engage in dialogue with sales and clients to understand and meet their needs....align with market trends and client demands. + Ensure compliance with legal and regulatory standards in product development.… more
- Black Hills Energy (Golden, CO)
- …vary depending on job-related knowledge, skills, experience, and internal equity .) Reporting Relationship:Vice President Power Delivery Location:Rapid City, SD or ... resource acquisition through build-transfer transactions including negotiation of purchase and sales agreements and leading the due diligence efforts working with… more
- JPMorgan Chase (New York, NY)
- …exposure to all aspects of the capital markets by working closely with our sales and trading , underwriting, derivatives, and debt capital markets desks for ... execution process with junior team members while ensuring regulatory and compliance duties are achieved. **Job responsibilities:** + Create business development… more
- Mizuho Corporate Bank (New York, NY)
- …and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. ... assessing the risks of the customers and its associated parties, and ensuring compliance with AML and regulatory requirements. In addition to KYC process, your… more
- Mizuho Corporate Bank (New York, NY)
- …and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. ... law degree highly preferred*Minimum of 10 years of experience in regulatory compliance , legal and regulatory framework and rulemaking process applicable to US… more
- Mizuho Corporate Bank (New York, NY)
- …and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. ... financial services risk management operations, balance sheet management, liquidity, compliance , conduct, financial crime, credit risk, operational and third-party… more
- Mizuho Corporate Bank (Los Angeles, CA)
- …and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. ... demonstrate the ability to deliver high-quality service and maintain regulatory compliance . The role requires proficiency in Korean and conversational-level Japanese… more
- Mizuho Corporate Bank (New York, NY)
- …and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. ... Further, the team plays a key role (in collaboration with legal, compliance , IT, etc) in the analysis, requirements specifications, and implementation of new… more
- Mizuho Corporate Bank (New York, NY)
- …and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. ... process improvement initiatives to streamline workflows and enhance technology operations. + Compliance and Security: Ensure compliance with ITIL standards and… more
- Mizuho Corporate Bank (New York, NY)
- …and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. ... advise on interpretation of existing and proposed rules and regulations to inform a compliance strategy + Such other matters as requested by the manager of the… more