- TD Bank (New York, NY)
- …within our GM US Equities franchise including ADR, US Equities Cash and Options, US Sales , Cross Asset Trading , Institutional Equity Research Sales , as ... to Electronic and automated (Algo) trading and sales activities in coordination with Compliance or...access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, diversified investment… more
- Citigroup (New York, NY)
- …a daily basis you will be working with tech as well as front office sales , trading , and quants colleagues across all Derivative & Delta 1 desks. ... join the New York based team part of the Equity Derivatives Pre-Trade technology group. This role will position...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- TD Bank (New York, NY)
- …JD a plus + Experience in providing legal, regulatory or compliance advice to Markets sales and trading . + Knowledge of fixed income sales and trading ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is...with focus on the fixed income and municipal finance sales and trading business lines including developing… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... or audit. + Experience/background in compliance applicable to institutional trading & sales , investment banking, futures commission merchant, swap dealer… more
- TD Bank (New York, NY)
- …+ 5+ years related experience **Customer Accountabilities:** + Works closely with the sales and trading group to develop new relationships, and with other ... as well as internal policies and regulatory standards (as communicated by Compliance ) at all times to assist in maximizing profitability through sound and… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 230322 **Salary Range:** 117,400.00 -...and internal policies and procedures to internal stakeholders, including trading and sales personnel and key support… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Director Sales and Trading TDS develops the Banks Sales , Trading , ... bank policy information and strategy between your product head and relevant trading personnel + Understands and complies with TD Securities (USA) Policies,… more
- Shell (Houston, TX)
- Texas, United States of America **Job Family Group:** Trading Jobs **Worker Type:** Regular **Posting Start Date:** July 28, 2025 **Business unit:** Trading and ... LNG LLC ("SNALNG") and sits within the Americas LNG Trading and Origination team. SNALNG is part of the...("SLMT") organization, which is responsible for long-term purchases and sales of LNG, regional new market entries, maximizing value… more
- Scotiabank (Houston, TX)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... Syndication (GLS), Global Securitization (GS), Mortgage Capital Markets, Structured Credit and Equity Research businesses. The Compliance Officer will serve as… more
- TD Bank (New York, NY)
- …must ensure that the Bank is adequately protected from legal, credit, business, and compliance risk in all of its trading documents; including master agreements, ... for monitoring and control function for the Loan/High Yield Sales and Trading and Cross Asset ...access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, diversified investment… more