- JPMorgan Chase (New York, NY)
- …challenge function in the equities compliance team, focusing on the Electronic Sales and Trading businesses within the Corporate & Investment Bank line of ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...defense and challenge function to equities markets and electronic sales and trading businesses, raising issues for… more
- PrincePerelson & Associates (Salt Lake City, UT)
- …complex trades are accurately affirmed and documented by coordinating across teams like sales , trading , and legal, while also working directly with institutional ... ** Equity Analyst (Entry-Level)** Salt Lake City, Utah -...markets and financial products + Build cross-functional experience with trading , legal, and compliance teams + Join… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... Associate, Equity Research, Biotechnology **Requisition ID:** 228819 **Salary Range:**...as well as client and corporate events. + Assist sales and trading personnel with communications to… more
- Citigroup (New York, NY)
- …trade. We partner extensively with a range of internal stakeholders including Front Office Sales and Trading Desks, Compliance , Legal, Finance and HR; ... where Citi is consistently a dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage, Futures, Listed Derivs, FXPB) where Citi has a… more
- Wells Fargo (Houston, TX)
- …+ Municipal Sales & Trading + Structured Products Sales & Trading + Equities **Research & Strategy** + Equity Research + Fixed Income Strategy + ... or other long-term incentive awards. **REQUIRED QUALIFICATIONS:** + 6+ months of Securities Sales Trading experience, or equivalent demonstrated through one or a… more
- TD Bank (New York, NY)
- …key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance , and Risk functions. Through due ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135.000 USD TD is committed to providing fair… more
- Raymond James Financial, Inc. (New York, NY)
- …Markets, encompassing Equity Investment Banking, Equity Research, Institutional Equity Sales & Trading , Affordable Housing Investments, Fixed Income ... a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation,... Sales & Trading , and Public Finance Underwriting. + Manage and develop… more
- PNC (Chicago, IL)
- …**Preferred Skills** Client Relationship Building, Corporate Finance, Decision Making, Equity Trading Systems, Financial Accounting, Investments, Investment ... Financial Engineering, Internal Sales and Marketing, Knowledge Of Customers, Sales Function, Trading **Work Experience** Roles at this level typically… more
- Citigroup (New York, NY)
- …deadlines and real-time market interaction + Work closely with institutional investors & equity sales regarding company valuation, deal structure and terms, and ... other relevant topics + Collaborate with investment banking teams, equity traders, and equity sales ...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- PNC (Strongsville, OH)
- …**Preferred Skills** Client Relationship Building, Corporate Finance, Decision Making, Equity Trading Systems, Financial Accounting, Investments, Investment ... and DTC ID affirmations. This position will support supervision of fixed income sales and trading . Preferences: The ideal candidate will have experience with… more