- Citigroup (New York, NY)
- …these capital raises. This includes engaging with the corporate client, Investment Banking, Equity Sales , and Citi's Global Event Marketing team. The Roadshow ... The Equity Capital Markets (ECM) Group is focused on...+ Desire and ability to thrive in fast paced, trading floor environment with short deadlines and real-time market… more
- TD Bank (New York, NY)
- …JD a plus + Experience in providing legal, regulatory or compliance advice to Markets sales and trading . + Knowledge of fixed income sales and trading ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is...with focus on the fixed income and municipal finance sales and trading business lines including developing… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... or audit. + Experience/background in compliance applicable to institutional trading & sales , investment banking, futures commission merchant, swap dealer… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... in compliance applicable to broker-dealer internal inspections, institutional trading & sales , investment banking, futures commission merchant, swap… more
- TD Bank (New York, NY)
- …must ensure that the Bank is adequately protected from legal, credit, business, and compliance risk in all of its trading documents; including master agreements, ... for monitoring and control function for the Loan/High Yield Sales and Trading and Cross Asset ...access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, diversified investment… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... the development of robust transaction cost analysis (TCA) frameworks to optimize trading performance. + Ensure compliance with regulatory requirements and best… more
- Portland General Electric (Tualatin, OR)
- …to all. **EDAM Load and Resource Scheduling Coordinator** Conducts purchase and sales transactions to increase margin and reliability in the Day-Ahead and Real-Time ... to align on testing objectives, timelines, and progress updates. ** Compliance and Documentation:** Comply with CAISO's standards, regulatory requirements, and… more
- JPMorgan Chase (New York, NY)
- …Income Credit, Rates & Commodities Exchange Traded Funds) will partner with Automated Trading Strategies, Trading , Sales and Technology to identify and ... and traders. The position requires an entrepreneurial spirit and significant interaction with e- trading technology, sales and trading teams in a fast-paced … more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 230322 **Salary Range:** 117,400.00 -...and internal policies and procedures to internal stakeholders, including trading and sales personnel and key support… more
- TD Bank (New York, NY)
- …+ 5+ years related experience **Customer Accountabilities:** + Works closely with the sales and trading group to develop new relationships, and with other ... as well as internal policies and regulatory standards (as communicated by Compliance ) at all times to assist in maximizing profitability through sound and… more