- Wells Fargo (Charlotte, NC)
- …back securities (CMBS and ABS), Commodity, Counterparty Valuation Adjustment (CVA)s, Credit, Equity , FX, Rates, RMBS, and electronic trading . MCRM risk exposure ... models are used appropriately and effectively throughout the bank. ** Trading and Market Risk Division of MRM** is responsible...by Corporate Investment Banking (CIB) Marekts for front office trading and risk management activities and by Market and… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... in day-to-day activities and decisions. This includes ensuring the terms in trading documentation are executed within the Bank's risk tolerance (including but not… more
- JPMorgan Chase (New York, NY)
- …stakeholders around the world and collaborate with various teams, including Research, Sales- Trading , Trading , Syndicate, Equity Capital Markets, Banking, ... JP Morgan's Equity Franchise Sales team is seeking a highly...America, Asia). Interact with internal partners in sales, research, trading , capital markets, banking, derivatives, prime brokerage, fixed income.… more
- Raymond James Financial, Inc. (New York, NY)
- …encompassing Equity Investment Banking, Equity Research, Institutional Equity Sales & Trading , Affordable Housing Investments, Fixed Income Sales ... in securities underwriting, private placements, syndicate matters, Reg M, and electronic trading risks across multiple asset classes. + Oversee the development and… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... coupons + Trade Capture of Agency MBS TBA's, RMBS, CMBS, underwriting and secondary trading + Facilitate RTTM trade matching, netting, and reporting to FINRA Trace +… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... and prevention. This role plays a critical part in ensuring our trading activities comply with regulatory standards and internal policies. The successful candidate… more
- JPMorgan Chase (San Francisco, CA)
- …relationships. + Conduct close interactions with internal partners in Equity Research, Equity Capital Markets, Banking, Trading and Sales ( Equity , Prime ... opportunity for a motivated individual to join JP Morgan's Equity Franchise Sales team in either San Francisco or...team in either San Francisco or Los Angeles. The Equity Franchise Sales team is the distribution arm for… more
- Mizuho Corporate Bank (New York, NY)
- …auditing one or more of the areas below highly preferred (but not required): equity , sales and trading or research (including equities, electronic and program ... trading , equity research, sales, trading mandates, markets conduct, swap dealer and security-based swap dealer as well as Volcker rule). Knowledge of… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... relevant regulations and internal policies and procedures to internal stakeholders, including trading and sales personnel and key support functions. + Champion a… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... testing or audit. + Experience/background in compliance applicable to institutional trading & sales, investment banking, futures commission merchant, swap dealer… more