- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... Experience/background in compliance applicable to broker-dealer internal inspections, institutional trading & sales, investment banking, futures commission merchant, swap… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... testing or audit. + Experience/background in compliance applicable to institutional trading & sales, investment banking, futures commission merchant, swap dealer… more
- Athene (West Des Moines, IA)
- …+ 6+ years working with derivatives and investments including experience with trading equity derivatives (4+ years), risk management, investment analysis and ... of the Risk and Derivatives Portfolio Management focusing on hedging activities, trading , risk analysis and processes, and systems related to the indexed hedging… more
- Scotiabank (Houston, TX)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... & acquisitions, debt and equity financing, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, and… more
- Scotiabank (Houston, TX)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... provides compliance advisory coverage for the Corporate & Investment Banking (CIB), Equity Capital Markets (ECM), Debt Capital Markets (DCM), Global Loan Syndication… more
- Scotiabank (Houston, TX)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... the requisite reviews by risk management. Work closely with trading team to ensure daily marking of positions and...+ Be an active ally and advocate for Diversity, Equity and Inclusion. Strengthen a culture centered around inclusion… more
- Citigroup (Tampa, FL)
- …the firm, and our reputation. Prime Finance Middle Office supports the Stock Lending and Equity Finance trading desks and is part of the overall Prime Finance ... where Citi is consistently a dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage, Futures, Listed Derivs, FXPB) where Citi has a… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... such as: + Coordinating with other groups within GBM, such as leveraged finance, equity capital markets, credit / risk, underwriting / execution, and sales & … more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... industry coverage), credit / risk, underwriting / execution, and sales & trading + Developing and maintaining effective industry relationships with legal counsel,… more
- Bank of America (New York, NY)
- …The ideal candidate will be a highly motivated and experienced professional supporting Equity Sales and Trading businesses with an emphasis on Equity ... tasks of sales/ trading activity. **Position Description:** + Understanding of US Equity Regulations, particularly SEC, FINRA, CFTC + Coordinate with IT to create… more