- NiSource (Merrillville, IN)
- …all required notices with the New York Stock Exchange. + Prepares securities trading blackout notices and insiders list and maintains accurate files in connection ... quarterly and ad hoc reconciliations for shares outstanding, omnibus plan and ESPP, equity units). + Assists with maintenance of corporate records for NiSource Inc.… more
- The Hartford (Hartford, CT)
- …$115 Billion in assets under management (AUM) across the Fixed Income, Equity and Alternatives markets, we deliver tailored strategies to insurance companies as ... to all parts of HIMCO, including, Investment Sectors, Portfolio Management, Trading , Legal, Compliance, Accounting and Technology teams through daily investment… more
- Kestra Medical Technologies, Inc (Kirkland, WA)
- …and provide communication to internal clients. + Assist with insider trading compliance, including managing blackout periods and tracking insider transactions. + ... goals, and the desire to win QUALIFICATIONS Education/Experience Required: + Associate or bachelor's degree, or equivalent combination of education and experience… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... presentations and financial analysis. They work closely with the Associates and Associate Directors to support the Directors and Managing Directors in deals'… more
- T. Rowe Price (Owings Mills, MD)
- …of experience, we provide investment solutions and a broad range of equity , fixed income, and multi-asset capabilities to individuals, advisors, institutions, and ... Experience interacting with business teams, such as Investments, Distribution, Operations and Trading groups as well as other attorneys and compliance teams +… more
- AIG (New York, NY)
- …and file Section 16 filings (Forms 3, 4 and 5) and maintain corresponding equity ownership information + Assist in the preparation of the annual proxy statement and ... and entities + Manage and implement processes under the company's insider trading policy + Provide support on corporate governance matters, including D&O… more
- Broadridge Financial Solutions (Edgewood, NY)
- …a plus, including ability to speak at conferences. + Experience with securities trading including equity , debt, and derivative securities. + Detail oriented ... that we understand, embrace, and operate in a multicultural environment. Every associate has unique strengths, which, when fully appreciated and embraced, allow… more
- Principal Financial Group (Seattle, WA)
- **What You'll Do** As an Institutional Distribution Analyst/ Associate , you will support consultant relations and sales teams in their engagement with institutional ... retain clients and grow assets under management across investment capabilities, from equity to fixed income to private markets. Responsibilities include acting as… more
- Mizuho Corporate Bank (New York, NY)
- …professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody ... In addition to testing in search of any control weaknesses, the FCC QA Associate will also assess and present opportunities for enhancement to the QA function. This… more