- HSBC (New York, NY)
- …(TRS), Single Stock, Basket & Index - Single stock and index futures - ETF products - Securities lending and borrowing (SLB) + Work closely with trading, ... structuring, and risk teams to deliver tailored solutions across synthetic and financing strategies. + Monitor client positions, margin requirements, and revenue metrics to ensure ongoing service quality and risk alignment. + Collaborate with internal… more
- BlackRock (Wilmington, DE)
- …core objectives. Products covered are the spectrum of Mutual Funds, ETF 's, segregated clients and investment asset classes including Fixed Income, Multi-Asset, ... Equity and Alternatives. Do you enjoy problem-solving, collaborating, and making connections? We build upon a foundation in performance to provide investment and technology solutions with a purpose to help our clients meet their goals! The team levers… more
- Neuberger Berman (CA)
- …with internal partners, including Client Advisory Specialists, Alternative Specialists, ETF Strategists, and other members of distribution, legal, compliance, and ... investments. + Maintain knowledge of Neuberger Berman products offered through partner firms. **Qualifications** + A minimum of 7 years' experience within the investment management industry; 5+ years of intermediary distribution experience preferred. +… more
- Citigroup (Getzville, NY)
- …leveraging macro inputs and perspectives. This is complemented by unique Thematic and ETF Strategy offerings. An ancillary focus on US Small/Mid Cap rounds out the ... product focus. The Research Sr Associate is a seasoned professional role. The expectation is for immediate impact on all facets of our strategy product. You will apply in-depth disciplinary knowledge, contribute to the development of new analyses, while… more
- Scotiabank (New York, NY)
- …when requested by Sales. Manage all Greeks derived from the Region's index, ETF and single stock exotic option positions. Ensure all trading is conducted within ... the Desk's approved Volcker operating plan. Provide timely and accurate pricing updates for products within area of responsibility. Ensure all risks are contained within the approved limits. Maintain communication with internal support groups on all matters… more
- Bank of America (New York, NY)
- …Execution, Secondary Trading, Information Provision, Index and other licensing, and ETF Authorized Participant matters, with an emphasis on drafting and negotiating ... client-facing trading and onboarding documentation, data provision, technology/IP licensing, market access agreements; commission management/soft dollar agreements; clearing agreements; as well as other financial services technology agreements. + Coordinating… more
- BMO Financial Group (Covina, CA)
- …managed products and services (eg mutual funds, mutual fund wrap accounts, ETF wrap accounts, insurance, annuities, retirement savings plans, and other similar ... products). Provides other solutions indirectly through referrals to business partners. + Supports the achievement of sales and performance targets for new asset sales, joint appointments, fee-based sales, and financial planning. + Implements business… more
- Huntington National Bank (Detroit, MI)
- …strategies Due Diligence Activities a. Procedure 16 oversight for Mutual Funds and ETF 's i. Comply with stated procedures ii. Participate in investment reviews iii. ... Assist in the Due Diligence Questionnaire process b. Work with Integrated Capital Research (ICR) and Money Manager Exchange (MMX) for separately managed accounts - Procedure 17 c. Participate in Procedure 22 - Non-vendor asset manager reviews d. Coordinate all… more
- BlackRock (Boston, MA)
- …+ CIMA or CFA preferred + Minimum 3+ years as an experienced Model, ETF , or mutual fund wholesaler (external) + Strong financial services background with knowledge ... of investment trends and advisor practices + Exceptional verbal and written communication skills + Strong territory management and sales skills, including profiling and resource deployment + NASD Series 7 and 66 (or 63 & 65) required + Clean U-4 + Part-time… more
- Raymond James Financial, Inc. (FL)
- …Consulting Services (RJCS) investment managers and Freedom (mutual fund and ETF ) managers. Routine instructions, procedures, and guidelines are provided to perform ... routine tasks with limited decision-making responsibility. Regular contact with internal and external customers is required to obtain, clarify, and provide facts and information. **Essential Duties and Responsibilities:** + Participates in manager research… more