- SMBC (Albany, NY)
- …anniversary. We don't plan to slow down, with ambitious growth plans and the capital necessary to execute a multi-year strategic plan. We have a start-up mindset ... small team and will be reporting to the Managing Director , Head of Financial and Quantitative Risk. The position...+ Maintain an expert-level knowledge of the financial and regulatory landscapes - local, national, and global influences over… more
- JPMorgan Chase (New York, NY)
- …markets based solutions for financial institutions across asset classes. **Job summary:** As an Executive Director in Global FIG Solutions, you will sit on the ... industry and product knowledge to identify and address balance sheet, capital and liquidity client problems. This client-facing role involves identifying… more
- JPMorgan Chase (Wilmington, DE)
- …with the priorities of the different lines of business. As a Business Manager - Executive Director within the Consumer & Community Bank you will be responsible ... business performance by driving key initiatives (fees, cost base, RWA and capital utilization) + Identify, escalate and mitigate business risks that could impair… more
- CIBC (New York, NY)
- …Office and Technology personnel on developing and implementing solutions to address regulatory requirements; 3) identifying and addressing the regulatory aspects ... new US and cross-border business initiatives; 4) assisting with regulatory exams by regulators such as NFA and SEC;...+ 4-year undergraduate degree; + Minimum 5-7 years of capital markets Compliance or Legal experience (two years or… more
- TD Bank (New York, NY)
- …recruiter who can provide you more specific details for this role. **Job Description:** This Director - Compliance role will be a key member of the TDS US Compliance ... Initiatives Team and US Wholesale Compliance Group. The Compliance Regulatory Initiatives Team is a newly created team within US Wholesale Compliance focused on… more
- SMBC (Jersey City, NJ)
- …development; and working with large and complex data sets. + Ability to apply regulatory requirements outlined in CECL, IFRS9, SR11-7, capital , CCRA, and DFAST, ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC… more
- City of New York (New York, NY)
- …performance and impact - Partnership Management: - Propose new partnership ideas to Director of Capital Access - Develop and maintain relationships with ... City, while also leading systemic change to improve the regulatory environment for businesses. The Division is guided by...existing and new Funds - In partnership with the Capital Access Director , develop and implement strategies… more
- Washington Metropolitan Area Transit Authority (Washington, DC)
- …transformational opportunities that advance Metro?s capital strategy? Metro?s Office of Capital Planning and Programming is hiring a Director , Capital ... of this position either with or without reasonable accommodations. **SUMMARY** The Director , Capital Planning and Program Development directs the annual creation… more
- Citigroup (Jersey City, NJ)
- …and Controls across the entire bank. The **Finance Data Transformation and Regulatory Director ** is a senior management level position responsible for ... activities are safeguarding assets, lending money, making payments and accessing the capital markets on behalf of our clients. Citi's Mission and Value Proposition… more
- JPMorgan Chase (New York, NY)
- …JPMorgan Asset Management is growing. The team, which manages approx. $4Bn capital , focuses on both Public and Private Opportunistic Credit Situations. **Job ... policies and procedures as well as with all applicable legal and regulatory requirements **Required qualifications, capabilities and skills** + 7+ years of… more
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