- Capital One (Charlotte, NC)
- …or more areas of compliance , such as consumer compliance or brokerage compliance . + 10+ years of experience in banking or the financial services industry ... Senior Audit Manager, Corporate Compliance (Hybrid) Capital One's Audit function is a...Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records… more
- Citigroup (O'Fallon, MO)
- …V ( Fair Credit Reporting), TCPA (Telephone Communications Protection Act) and Fair Lending and Fairness compliance requirements. + Experience with Credit ... Serves as a function/business/product compliance risk officer for Independent Compliance ...and US laws, international and industry. Familiarity with consumer banking laws, rules and regulations such as Regulation Z… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... also be responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws,… more
- American Express (Phoenix, AZ)
- …the future of American Express. American Express' Global Financial Crimes Compliance (GFCC) team is responsible for leading the enterprise-wide Anti-Money ... Laundering, Sanctions, and Anti-Corruption compliance functions. This team has global responsibility for identifying,...local laws, including, but not limited to, the California Fair Chance Act, the Los Angeles County Fair… more
- American Express (New York, NY)
- …of the Regulatory Exam Lifecycle Management (RELM) Team in Global Risk and Compliance (GRC), and reports to the Director of RELM, Professional Practices. RELM ... frameworks + Partner with business units, gap/milestone owners, and compliance leads to support remediation and closure efforts +...local laws, including, but not limited to, the California Fair Chance Act, the Los Angeles County Fair… more
- American Express (Sunrise, FL)
- …American Express's Financial Intelligence Unit (FIU), within Global Financial Crimes Compliance (GFCC), provides end-to-end support and oversight of global financial ... Department of the Treasury, and/or refers matters to internal compliance partners for review and reporting globally. In addition,...local laws, including, but not limited to, the California Fair Chance Act, the Los Angeles County Fair… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing ... fair and equitable compensation opportunities to all colleagues. Growth...specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice,… more
- Capital One (Mclean, VA)
- …interactions Desired Skills: + Self-starter with a background in risk management or compliance + Understanding of Commercial Banking activities and the three ... Compliance Manager, Commercial and Counterparty Credit Capital One's...Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records… more
- American Express (Sandy, UT)
- …and deposit products. As part of the Company's Global Financial Crimes Compliance (GFCC) organization, the Global Financial Crimes Surveillance Unit (GFCSU) and the ... US Investigations Unit (USIU), assists the Bank in compliance with applicable Bank Secrecy Act (BSA), Anti-Money Laundering...local laws, including, but not limited to, the California Fair Chance Act, the Los Angeles County Fair… more
- RELX INC (Providence, RI)
- …About the Role As a Tax Senior, you will report to the Tax Manager - Compliance and Tax Reporting and will also provide support to the Tax Manager - Controversy. You ... will participate in federal and state tax compliance , tax reporting, and support tax audits and special...charity of choice We are committed to providing a fair and accessible hiring process. If you have a… more