- American Express (Phoenix, AZ)
- …(GFCSU) and the US Investigations Unit (USIU), within Global Financial Crimes Compliance (GFCC), in partnership provide end-to-end support and oversight of global ... Department of the Treasury, and/or refers matters to internal compliance partners for review and reporting globally. In addition,...local laws, including, but not limited to, the California Fair Chance Act, the Los Angeles County Fair… more
- American Express (Phoenix, AZ)
- …Regulatory Exam Lifecycle Management (RELM or 'the Team') in Global Risk and Compliance ('GRC'), and reports to the Director of Regulatory Risk Management. RELM ... management, regulatory, or related roles (eg, regulatory affairs, regulatory relations, compliance , or governance and oversight). + Highly collaborative and able to… more
- Regions Bank (Birmingham, AL)
- …skills + Strong work ethic and self-motivation **Additional Preferences** + Prior compliance experience in banking , broker-dealer in a lead or oversight ... the system. **Job Description:** At Regions, the Business Unit Compliance Analyst is a first line of defense risk...This position is exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for… more
- Galileo Financial Technologies, LLC (Sandy, TX)
- …with superior fraud detection, security, decision-making analytics and regulatory compliance functionality combined with customized, responsive and flexible programs ... a dynamic individual to help lead the Card Program Management regulatory compliance program for our rapidly growing payments platform. This individual must have… more
- Citigroup (O'Fallon, MO)
- …Vice President (AVP) 2nd Line of Defense position serving as a Consumer Compliance Monitoring and Testing Officer within Citi's Independent Compliance Risk ... Management (ICRM) organization. This role is part of the US Personal Banking (USPB) Independent Assessment team responsible for evaluating the effectiveness of … more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on ... or military experience + At least 3 years of experience in auditing, compliance , risk management, accounting, or a combination. Preferred Qualifications: + At least… more
- American Express (Sunrise, FL)
- …+ 3 years of experience in any of the following: BSA-AML compliance , risk management, program management, and regulatory matters. + Understanding of financial ... local laws, including, but not limited to, the California Fair Chance Act, the Los Angeles County Fair...Hiring Ordinance. For positions covered by federal and/or state banking regulations, American Express will comply with such regulations… more
- American Express (Phoenix, AZ)
- …Become part of a dynamic and growing team within the Global Risk and Compliance Technology organization at American Express. The successful candidate will be part of ... Experience. + Solid experience with **IRM/GRC modules** (Policy & Compliance , Risk, and/or Audit). + Proficiency in **JavaScript, Glide...local laws, including, but not limited to, the California Fair Chance Act, the Los Angeles County Fair… more
- RELX INC (Cambridge, MA)
- …services to investment companies and third-party administrators for the purpose of compliance with state securities regulations. About the Role This position is ... and KPIs. + Experience 40 Act Funds Bluesky regulatory compliance + Knowledge of Form NF, Regulation D, and...charity of choice We are committed to providing a fair and accessible hiring process. If you have a… more
- American Express (Sandy, UT)
- …candidate will be responsible for crafting scalable and efficient solutions across the Compliance & Risk domains with hands on configuring in the Service Now ... local laws, including, but not limited to, the California Fair Chance Act, the Los Angeles County Fair...Hiring Ordinance. For positions covered by federal and/or state banking regulations, American Express will comply with such regulations… more