- Capital One (Mclean, VA)
- Compliance Manager , Commercial and Counterparty Credit Capital One's Governance, Valuations, & Innovation (GV&I) Team is a second line of defense function housed ... of Capital One. **Role Description** GV&I is seeking a Manager -level Compliance Advisor with a regulatory /...+ Self-starter with a background in risk management or compliance + Understanding of Commercial Banking activities… more
- American Express (Phoenix, AZ)
- …while fostering a culture of integrity and effective second line independent Compliance oversight.** The Manager , Compliance Risk Assessment Program, ... will you make an impact in this role?** **Global Compliance and Ethics (GCE), is responsible for establishing and...local laws, including, but not limited to, the California Fair Chance Act, the Los Angeles County Fair… more
- American Express (Sandy, UT)
- …Express. **How will you make an impact in this role?** Global Financial Crimes Compliance (GFCC) is an organization within Global Risk & Compliance (GRC) and ... for leading the enterprise-wide Anti-Money Laundering, Sanctions, and Anti-Corruption compliance functions. This team has global responsibility for identifying,… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing ... fair and equitable compensation opportunities to all colleagues. Growth...specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory … more
- American Express (Sandy, UT)
- …Financial Crimes Surveillance Unit (GFCSU), part of Global Financial Crimes Compliance (GFCC), provides end-to-end support and oversight of global financial crimes ... Department of the Treasury, and/or refers matters to internal compliance partners for review and reporting globally. In addition,...will you make an impact in this role?** The Manager GFCSU Regulatory Testing and Quality Program position will… more
- American Express (Phoenix, AZ)
- …you make an impact in this role?** The Global Risk & Compliance Organization ("GRC") independently oversees the company's risk-taking and risk management activities, ... create and maintain the overall risk management framework while ensuring legal and regulatory compliance . Our culture in Global Risk & Compliance is all about… more
- American Express (New York, NY)
- …indicators, and serving as the Subject Matter Experts to support all business and compliance teams. How will you make an impact in this role? Working closely with ... the Global Sanctions Director, the Risk & Control Assessment and Remediation Manager within Global Sanctions will be responsible for supporting the mitigation of… more
- American Express (Sandy, UT)
- …(GFCSU) and the US Investigations Unit (USIU), within Global Financial Crimes Compliance (GFCC), in partnership provide end-to-end support and oversight of global ... part of the US Department of the Treasury, and/or refers matters to internal compliance partners for review and reporting globally. In addition, the GFCSU and USIU… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …, or audit role. + Experience leading projects + Certified Regulatory Compliance Manager (CRCM) or CIA, CPA **Education/Previous Experience** + Bachelor's ... compliance for Raymond James Bank. The Internal Audit Manager will oversee the work of others and perform...services products and services, especially those associated with a banking institution. + Planning, organizing and conducting audits. +… more
- Galileo Financial Technologies, LLC (Sandy, UT)
- … compliance and operational excellence. Role Overview We are seeking a Manager , Payments Compliance & Operations to oversee implementation, compliance , ... + 5+ years of experience in ACH payments operations, compliance , or banking /fintech. + Strong knowledge of...regard to protected characteristics. Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified… more
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