- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $275,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- Cardinal Health (San Juan, PR)
- …industry best-practices. + Develops and implements compliance training to ensure compliance with federal and state regulations and laws, CMS and other ... **_What Ethics & Compliance contributes to Cardinal Health_** Ethics & ...standards; communication of audit results to physicians, physician leadership, senior leadership, management, and staff; physician and coder education;… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $185,000 - $225,000 USD TD is committed to providing fair ... Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York...internal and external audits and inspections. + Interact with federal and state regulators + Ensure appropriate LRRs and… more
- TD Bank (New York, NY)
- …and other required documentation to effectively report on the status of Compliance policy, procedure and training initiatives to senior management, relevant ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as… more
- TD Bank (New York, NY)
- …notes, and other required documentation to effectively report on the status of Compliance training initiatives to senior management, relevant boards and external ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is...or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as… more
- Thrivent Financial (Minneapolis, MN)
- We exist to help people achieve financial clarity. At Thrivent, we believe money is a tool, not a goal. Driven by a higher purpose at our core, we are committed to ... providing financial advice, investments, insurance, banking and generosity programs to...Job Summary This position is responsible for providing portfolio compliance oversight for Thrivent's General Account, mutual funds, and… more
- MTA (New York, NY)
- …Vice President of Environmental, Safety and Health, the Vice President of Environmental Compliance is a senior -level position within the Environmental, Health & ... to optimize unit performance. Environmental Compliance and Sustainability: Ensure compliance with federal , state, and local regulations related to air… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of...benefits to its employees. **Role Description** The Head of Compliance Culture will oversee and lead the firm's Culture… more
- PNC (Cleveland, OH)
- …manage and mitigate the identified risks. If necessary, escalates identified risks to senior team members. Identifies compliance impact on matters such as ... assigned area, products/services, and applicable regulations. Communicates and socializes compliance program objectives to senior business partners.… more