- American Express (Charlotte, NC)
- …experience in compliance , regulatory risk, or related control roles in financial services. + Solid understanding of US regulatory frameworks (eg, UDAAP, BSA/AML, ... Express. American Express is seeking a dynamic and detail-oriented Compliance Manager to join the First Line of Defense... metrics and risk reporting for governance forums and senior leadership. + Contribute to audit and exam readiness… more
- Coinbase (Charlotte, NC)
- …decision * Lead a "culture of compliance " * Subject matter expert in AML compliance * Partner with Financial Crimes and second line compliance partners ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for… more
- Capital One (Mclean, VA)
- …experience + At least 5 years of experience in risk management or compliance at a financial institution, consulting firm, or regulatory agency **Preferred ... other Master's degree + 7+ years of experience in credit risk management or compliance at a financial institution, consulting firm, or regulatory agency +… more
- Union County College (Cranford, NJ)
- …student financial aid services that includes administering a very large financial aid program while ensuring compliance with all funding source requirements. ... federal and state regulations and College policies as they apply to financial aid. Notifies other college departments of federal and state requirements for… more
- TD Bank (New York, NY)
- …for your business area/function and the bank, both internally and/or externally The Senior Compliance Office provides advice, guidance and support to business ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate others +… more
- State of Colorado (Denver, CO)
- …& Compliance Officer with + production, review, and submission of federal , state, and nongovernmental financial reports. + maintaining a general level ... Serve CO Deputy Finance and Compliance Officer Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5056701) Apply Serve CO... Officer and the Office of the Governor's Chief Financial Officer / Controller to manage aspects of the… more
- Navarro Inc. (Oak Ridge, TN)
- …an experienced and visionary Chief Financial Officer (CFO) to lead the company's financial strategy, operations, and compliance . The CFO will serve as a key ... Navarro's growth strategy. The CFO will oversee all aspects of financial management, including accounting, audits, forecasting, budgeting, compliance , and… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of...Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance … more
- CVS Health (Nashville, TN)
- …partners and senior leadership. + Interact with various levels of Compliance department and business line management to communicate status, resolve issues in a ... to travel up to 40% **Position Summary** The Manager, Compliance COE will be a key member of the...and benefits - investing in the physical, emotional and financial wellness of our colleagues and their families to… more
- CyrusOne (Dallas, TX)
- …Compliance Management** + Interpret and manage client lease agreements to ensure compliance with all legal, financial , and operational requirements. + Ensure ... in operational impact, legal disputes, or customer dissatisfaction. + Provide regular compliance reporting and risk assessments to senior leadership, including… more