- TD Bank (Portland, ME)
- …and submitting the FR Y14 M and FR Y14Q schedules related to loans to the Federal Reserve Board (FRB). The team ensures that the Bank adheres to these reporting ... protected veteran or any other characteristic protected under applicable federal , state, or local law. If you are an...accommodation needed to assist you with the applicant process. Federal law prohibits job discrimination based on race, color,… more
- Capital One (Mclean, VA)
- …training in a regulatory office (Office of the Comptroller of the Currency (OCC), Federal Reserve ) + Credit risk modeling, audit or assurance experience At this ... (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal , state, and local laws. Capital One promotes a drug-free… more
- Raymond James Financial, Inc. (New York, NY)
- …Institutions Examination Council (FFIEC), Office of Thrift Supervision (OTS), and the Federal Reserve System. + Investment concepts, practices and procedures ... Industry Regulatory Authority (FINRA), state securities and banking regulatory agencies, Federal Deposit Insurance Corporation (FDIC), Office of the Comptroller of… more
- Capital One (Mclean, VA)
- …**Team Description** Have you ever seen the headline in the news " _Banks Pass Federal Reserve Stress Tests_ " and wondered how Capital One determines how much ... (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal , state, and local laws. Capital One promotes a drug-free… more
- TD Bank (New York, NY)
- …framework + Possesses strong functional knowledge of US banking regulations (eg, Federal Reserve ) as well as banking products and services. Additionally, ... protected veteran or any other characteristic protected under applicable federal , state, or local law. If you are an...accommodation needed to assist you with the applicant process. Federal law prohibits job discrimination based on race, color,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … Financial Institutions Examination Council (FFIEC); Office of Thrift Supervision (OTS); Federal Reserve System; state banking regulatory agencies. + Investment ... Financial Industry Regulatory Authority (FINRA); state securities regulatory agencies; Federal Deposit Insurance Corporation (FDIC); Office of the Comptroller of… more
- SMBC (Jersey City, NJ)
- …demonstrated knowledge of federal and state banking laws and regulations (eg, Federal Reserve Bank, NYDFS, FDIC, OCC, CFTC, NFA, FINRA, SEC, MSRB). + ... accommodations during candidacy for applicants with disabilities consistent with applicable federal , state, and local law. If you need a reasonable accommodation… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- …the Currency (OCC); Federal Financial Institutions Examination Council (FFIEC); Federal Reserve System; and state banking regulatory agencies. + Principles ... and procedures of the banking compliance reviews. + Rules and regulations of the Federal Deposit Insurance Corporation (FDIC); Office of the Comptroller of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Corporation (FDIC); Federal Financial Institutions Examination Council (FFIEC); Federal Reserve Board (FRB); Consumer Financial Protection Bureau (CFPB), ... and state banking regulatory agencies + Knowledge of Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); state securities regulatory agencies; Office of the Comptroller of the Currency (OCC) regulations is beneficial but not… more
- SMBC (Jersey City, NJ)
- …(including familiarity of federal and state banking laws and regulations (eg, Federal Reserve Bank, NYDFS, FDIC, OCC) + Experienced in change management and ... accommodations during candidacy for applicants with disabilities consistent with applicable federal , state, and local law. If you need a reasonable accommodation… more