- MUFG (Jersey City, NJ)
- …related to risk, Office of the Comptroller of the Currency (OCC), and Federal Reserve Board (FRB) expectations, preferred FOUNDATIONAL SKILLS * Communicates ... domestic and international banking regulations (Reg W, Basel II, Federal Financial Institutions Examination Council (FFIEC), General Data Protection Regulation… more
- Truist (Charlotte, NC)
- …to or filed with the Federal Deposit Insurance Corporation (FDIC) and Federal Reserve Board (FRB). This position is an integral business partner with ... for regulatory reports to ensure that Truist remains in compliance with federal , FDIC and state reporting requirements. 6. Coordinate efforts to respond to… more
- MUFG (Tempe, AZ)
- …of the Comptroller of the Currency (OCC), Financial Industry Regulatory Authority (FINRA), Federal Reserve , and the Sound Practices to Operational Resilience + ... individual or that individual's associates or relatives that is protected under applicable federal , state, or local law. At MUFG, our colleagues are our greatest… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … Financial Institutions Examination Council (FFIEC); Office of Thrift Supervision (OTS); Federal Reserve System; state banking regulatory agencies. + Investment ... Financial Industry Regulatory Authority (FINRA); state securities regulatory agencies; Federal Deposit Insurance Corporation (FDIC); Office of the Comptroller of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … Financial Institutions Examination Council (FFIEC); Office of Thrift Supervision (OTS); Federal Reserve System; and state banking regulatory agencies. + ... Industry Regulatory Authority (FINRA); and state securities regulatory agencies; and/or Federal Deposit Insurance Corporation (FDIC); Office of the Comptroller of… more
- MUFG (Tampa, FL)
- …technology risk, and Office of the Comptroller of the Currency (OCC) and Federal Reserve Board (FRB) expectations. + Professional certifications in major cloud ... of domestic and international banking regulations (Reg W, Basel II, Federal Financial Institutions Examination Council (FFIEC), General Data Protection Regulation… more
- Comerica (Dallas, TX)
- …manage Comerica's relationships and interactions with its banking regulators (eg, Federal Reserve , Consumer Financial Protection Bureau ("CFPB"), Texas ... and Office of the Comptroller of the Currency ("OCC"), and Federal Deposit Insurance Corporation ("FDIC")), spanning day-to-day interactions, continuous supervision,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … Financial Institutions Examination Council (FFIEC); Office of Thrift Supervision (OTS); Federal Reserve System; and state banking regulatory agencies. + ... Industry Regulatory Authority (FINRA); and state securities regulatory agencies; and/or Federal Deposit Insurance Corporation (FDIC); Office of the Comptroller of… more
- SMBC (Jersey City, NJ)
- …demonstrated knowledge of federal and state banking laws and regulations (eg, Federal Reserve Bank, NYDFS, FDIC, OCC, CFTC, NFA, FINRA, SEC, MSRB). + ... accommodations during candidacy for applicants with disabilities consistent with applicable federal , state, and local law. If you need a reasonable accommodation… more
- First Horizon Bank (Memphis, TN)
- …promptly after hire + Solid working knowledge of the regulatory principles: MSRB, Federal Reserve , SEC, and FINRA + Effective experience communicating and ... employer is required to notify all applicants of their rights pursuant to federal employment laws. For further information, please review the Know Your Rights… more
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