- Raymond James Financial, Inc. (St. Petersburg, FL)
- …planning and preparation process. + Basic concepts, principles and practices of Fiduciary laws and principles sufficient to administer personal trusts and estate ... settlements + Fundamental investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and securities industry operations. + Financial markets, products, financial advisory function and investment process.… more
- Charles Schwab (Phoenix, AZ)
- …will have a direct impact on the lives of clients, working as a fiduciary within a dedicated Schwab Wealth Advisory team to deliver an exceptional client experience. ... SWA's advice philosophy will empower you to use a vast array of products (ie stocks, bonds, ETFs, mutual funds, separately managed accounts, option trading), setting you up for success to help clients manage their more complex portfolios and achieve their… more
- JPMorgan Chase (Jersey City, NJ)
- …of applicable laws and regulatory requirements related to broker/dealer and fiduciary activities + Strong interpersonal and influencing skills, with the ability ... to establish credibility and build partnerships with senior business and control partners; adept at presenting complex and sensitive issues to senior management **Preferred qualifications, capabilities and skills** + CPA, CIA, and/or Advanced Degree in Finance… more
- Charles Schwab (Campbell, CA)
- …will have a direct impact on the lives of clients, working as a fiduciary within a dedicated Schwab Wealth Advisory team to deliver an exceptional client experience. ... SWA's advice philosophy will empower you to use a vast array of products (ie stocks, bonds, ETFs, mutual funds, separately managed accounts, option trading), setting you up for success to help clients manage complex portfolios and achieve their goals. You'll… more
- TD Bank (Shrewsbury, MA)
- …individual circumstances and a lasting role as a the client's advisor. As a fiduciary , the FAA will put the client's financial interests first when providing ongoing ... objective financial advice, long-term retirement planning, and annual reviews to determine if there have been changes in the client's financial status or goals or the need for different strategies or products. The FAA is responsible for all aspects of… more
- Santander US (New York, NY)
- …energy transition-related sectors. This role serves as the analytical and credit fiduciary to the deal team, owning the financial analysis, credit narrative, ... transaction structuring, and risk positioning from origination through post-close management. The successful candidate will be hands-on, with the technical depth to manage complex financial models, translate business drivers into credit outcomes, and shape… more
- Honeywell (Atlanta, GA)
- …subs/vendors, and the customer + Executes with accuracy all fiduciary requirements including managing installation budgets, creating/approving revenue and expense ... invoices on a monthly basis, protecting project cash flow by ensuring timely customer payments, and completing monthly forecasts + Ensures all projects are set up in Honeywell PM software platform and that all construction project documentation is up to date… more
- AAA Northern California, Nevada & Utah (Folsom, CA)
- …knowledge of all AAA products, services, operations while demonstrating fiduciary accountability. + Operational Excellence: Ensures process implementation and ... compliance with standard operating procedures in all assigned branches, ensures efficiencies on end to end flow to meet objectives; engage in daily activities to meet the larger purpose and goals. EDUCATION & EXPERIENCE / LICENSES & CERTIFICATION + Minimum… more
- First National Bank of Omaha (Omaha, NE)
- …Advisor to complete transactions ensuring completeness and appropriate customer, co- fiduciary , advisor, officer and/or committee approvals. Demonstrate knowledge of ... the organization's products/services and recommend proactively customer solutions. Anticipate needs from the Trust Advisory team. Complete multiple tasks by prioritizing time with the team and working together to communicate ongoing activities. Properly… more
- TD Bank (Mount Laurel, NJ)
- …bank subsidiary, a focus on securities investment management and fiduciary activities, state insurance regulatory requirements and securities regulatory requirements ... for activities involving the recommendation or sale of non-deposit investment products (NDIP) to retail bank customers is preferred.** + **Knowledge and experience within compliance or audit, legal and regulatory environment, enterprise governance framework,… more