- HSBC (New York, NY)
- …+ Serve as an interface between front office and infrastructure teams (eg, Operations, Technology, Compliance , Legal, Risk , HR, Finance ) and serve as a point ... required, MBA or equivalent preferred. Degrees preferred in Business, Finance , Economics, or a related field + Knowledge of...wealth, affluesnt market trends, and deep understanding of US regulatory framework, risk management and compliance… more
- TD Bank (Charlotte, NC)
- …can provide you more specific details for this role. **Line of Business:** Finance **Job Description:** **Job Summary:** The State Tax Accountant II is responsible ... and Local Income Tax and Non-Income tax teams, helping to prepare state tax compliance filings and sales/use and property tax filings as well as contributing to any… more
- American Express (New York, NY)
- …an impact in this role?** Model Risk Management Group (MRMG) within Global Risk Banking and Compliance Group, is responsible for the independent risk ... capital. + Conduct gap assessments and establish robust framework to strengthen model risk controls and meet heightened regulatory standards + Conduct research… more
- SMBC (New York, NY)
- …and initiatives within the control office, helping to oversee effective governance, risk management, and compliance across the organization. + Program ... Control Office and for various front office processes and programs, ensuring compliance with regulatory requirements, internal policy, and industry standards.… more
- Marex (New York, NY)
- …and new benefits that may be developed from time to time. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC ... across the group. The role is the interface between Finance and HR and the owner of accounting policies...risk framework for your role ensuring that all regulatory or company determined parameters are complied with. +… more
- Robert Half Finance & Accounting (Chicago, IL)
- …insights, operational efficiency, and strategic decision-making. This role ensures compliance with US GAAP, enhances financial reporting processes, and integrates ... analytics to optimize inventory management and business reserves and related risk management. The position partners cross functionally to drive continuous… more
- AON (Burlington, VT)
- …will work closely with a broader team of professionals ensuring all the compliance , finance and accounting requirements are met. The following requirements are ... statements for a portfolio of diverse accounts + Preparing regulatory filings and premium tax returns + Preparing supporting...with a broader team of professionals ensuring all the compliance , finance and accounting requirements are met.… more
- AON (St. Peter, MN)
- …provided. In addition, the role will provide exposure to financial reporting, regulatory compliance , company secretarial and strategic development of client ... provided. In addition, the role will provide exposure to financial reporting, regulatory compliance , company secretarial and strategic development of client… more
- Comerica (Dallas, TX)
- …be responsible for driving toward zero tolerance on trading and other errors, and compliance with all firm and regulatory policies and procedures. This position ... industry, specifically focused in the areas of investment management, investment oversight, risk management, compliance and/or trust administration + 10 years of… more
- Charles Schwab (Austin, TX)
- …related to AI and ML outputs, including hallucinations, privacy, data security and regulatory compliance . + Develop and execute enablement and change management ... helping us "challenge the status quo" and transform the finance industry together. We believe in the importance of...increase speed to market across areas like content creation, regulatory and compliance reviews, activation, measurement and… more