- TD Bank (New York, NY)
- …economic information, and key industry developments as well as internal policies and regulatory standards (as communicated by Compliance ) to assist in maximizing ... economic information, and key industry developments, as well as internal policies and regulatory standards (as communicated by Compliance ) at all times to assist… more
- SMBC (Jersey City, NJ)
- …related inquiries. Provides timely updates of internal bank policy changes, new regulatory compliance requirements, and recommendations from CPAD. + Ensures ... Within the Financial Crimes Prevention Unit, ("FCPU"), the Sanctions Compliance Team ("SCT") manages sanctions risk from...assignments in the absence of the VP and ensure compliance with regulatory requirements Bank Secrecy Act/Anti… more
- State of New York Mortgage Agency (New York, NY)
- … with generally accepted accounting principles, prudent business practices and regulatory compliance . + Prepare audit programs; including the flowcharting ... evaluate the safeguarding of assets, accuracy and reliability of accounting data, compliance with Agency policies, procedures, and regulatory requirements to… more
- Houston Methodist (Houston, TX)
- …areas. **QUALITY/SAFETY ESSENTIAL FUNCTIONS** + Maintains all programs to ensure compliance to accreditation standards and regulatory agency requirements. + ... + Conducts record review for performance improvement, peer review, patient safety, risk management and other projects. ** FINANCE ESSENTIAL FUNCTIONS** +… more
- Ochsner Health (New Orleans, LA)
- …for employees to ensure competency in all aspects of job duties, including compliance with all applicable regulatory agencies. To perform this job successfully, ... in a related field or an advanced degree in finance , accounting, business/health administration. **Work Experience** Required - 10...Escalates issues that may not put the project at risk ; recommends solutions. + Ensures data integrity and quality… more
- Santander US (New York, NY)
- …under deadlines. + Adhere to compliance procedures and internal/operational risk controls in accordance with all applicable regulatory standards, ... transactions. + Cross-collaborate with debt capital markets origination, leveraged finance origination, and industry coverage groups to support fulsome client… more
- SMBC (New York, NY)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo Mitsui Finance … more
- Chipotle Mexican Grill (Columbus, OH)
- …able to convey complex ideas to business and technical audiences. + Experience with regulatory , risk , and compliance concerns relevant to the business ... specific needs and strategic objectives of a business domain such as HR, Finance , Supply Chain, or Customer Experience. This role partners closely with business… more
- Robert Half Technology (New York, NY)
- …regulated foreign banking environment. This role requires a strong understanding of IT risk management, regulatory compliance , and audit methodologies. The ... banking operations, ensuring adherence to both internal policies and external regulatory standards. * Collaborate with stakeholders to identify IT risks, develop… more
- Sysco (Pleasant Grove, CA)
- …programs and record-keeping standards are completed to comply with regulations. + Assure regulatory compliance with State Nurse Practice Act, FMLA, ADA, STD, ... works closely with the Operations, Human Resources, Safety and Finance departments in support of Sysco's overall Health, Safety...etc. + Develop and implement policies and procedures in compliance with local, state, and federal regulatory … more