- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and skills obtained through education and to conduct comprehensive operational, compliance , and financial audits for Raymond James Internal Audit's Wealth Management ... Team. Manages the work of other auditors to conduct operational audits and develop risk profiles in a variety of functional areas. Leads large or multiple projects… more
- Philips (Cambridge, MA)
- …process improvement and stakeholder engagement by championing financial integrity and compliance , ensuring adherence to governance standards and regulatory ... Leadership and executive management to align financial strategies with HPM's goals, ensuring finance is a key driver of business success. Provides expert insights to… more
- HSBC (New York, NY)
- …relationships and growing revenues derived from DCM, Credit & Lending, Acquisition Finance , Asset Finance , Structured Equities, Interest Rate & Equity ... Liquidity Management, Securities & Trust Services, Global Trade & Receivables Finance , and investment management solutions through HSBC Asset Management +… more
- City National Bank (Los Angeles, CA)
- …quality, credit renewal, and adherence to policy. Insures accurate and timely risk identification. Works in cooperation with the appropriate team member and/or ... needs and are consistent with the credit quality standards and operational compliance requirements of the Bank. Monitors the loan documentation process and closes… more
- BrightSpring Health Services (Milwaukee, WI)
- …action* Ensures that employees in the area understand and adhere to compliance , regulatory andCompany processes, procedures, and regulations Responsible for ... with Divisional and Senior Vice President of Operations and Finance Team to plan, andexecute the company's budgeted revenue...the DVP or SVP of Operations in determining operational risk factors and contributeto the creation of relevant mitigation… more
- Robert Half Finance & Accounting (Memphis, TN)
- …position offers a unique opportunity to leverage your expertise in financial risk management, compliance , and internal auditing to drive impactful improvements. ... of advanced financial concepts, including capital, liquidity, and interest rate risk management. * Familiarity with regulatory expectations for large… more
- Santander US (Quincy, MA)
- …and modifications. + Apprises manager of issues and problems relating to regulatory and compliance matters, documentation, and efficiency so corrective action ... perform the essential functions. + Bachelor's Degree or equivalent work experience: Finance , Business or equivalent field. - Required. + 3+ Years Consumer operations… more
- BMO Financial Group (Barrington, IL)
- …stakeholders. + Ensures alignment between stakeholders. + Follows through on the risk and compliance processes and policies to ensure we safeguard ... expertise for all aspects of investment management and administration to ensure compliance . Works collaboratively within the branch and the regional team as part… more
- The Boeing Company (Tukwila, WA)
- …regulations relating to remediation work, and works collaboratively with regulatory agencies in determining remediation and compliance requirements. ... changes, data analysis, project management, change management, communication, organization, regulatory knowledge, risk analysis **Relocation:** Some of these… more
- Capco, a Wipro Company (Dallas, TX)
- …operational readiness activities (eg process flows, procedures, communications and compliance approvals). + **Information Lifecycle Management Project:** Work to ... data lineage, data quality and data governance. + **Corporate Risk Project:** Learn to address and document the closure...Learn to address and document the closure of agreed regulatory deliverables and support the close-out of regulatory… more