- SMBC (Sacramento, CA)
- …deep-dive analysis on risk trends and emerging patterns + Collaborate with finance and compliance teams on CCAR documentation, data governance, and ... trends, and opportunities for improving business performance + Generate regular and ad-hock risk reports for management and regulatory requirements + Perform… more
- MUFG (Los Angeles, CA)
- …and analysis pertinent to making a decision. Policy Compliance + Ensure compliance with external regulatory requirements (JFSA, BOJ, FRB, OCC and FDIC). + ... grade clients, customers with a large credit exposure, structured finance transactions, and customers with complex corporate structures. **Major Responsibilities:**… more
- First National Bank of Omaha (Fort Collins, CO)
- …business and strategic risks. + Provide proactive oversight and challenge to operational risk , regulatory compliance , and control effectiveness. + Oversee ... bring proven experience in Wealth risk and compliance , deep knowledge of the regulatory landscape,...planning sessions. + Build trusted relationships with legal, audit, finance , enterprise risk , technology, and front-office leadership.… more
- Charles Schwab (Westlake, TX)
- …skills. + The ability to work on multiple projects and prioritize based on regulatory risk and business needs. + Track record of providing sound guidance ... helping us "challenge the status quo" and transform the finance industry together. Retail Supervision and Risk ...broker dealer and retail experience + 8+ years supervisory, risk , audit, control, or compliance experience in… more
- BMO Financial Group (Minneapolis, MN)
- …conducted in compliance with internal controls and adherence to audit, regulatory , and compliance policies. Supports EMM Relationship Managers (and other ... Emerging Middle Market and clients with $10 to $50 million revenues. Specialty Finance Officer will create an effective internal and external network for successful… more
- Fortrex (Atlanta, GA)
- …presentations to Executive leadership team. . Ensure accuracy, completeness, and compliance of financial reporting with regulatory requirements and accounting ... Director of Corporate Finance Department: Accounting Job Status: Full Time FLSA...Conduct impromptu financial evaluations and sensitivity assessments to support risk management and strategic planning. . Monitor key financial… more
- WesleyLife (Johnston, IA)
- …+ Document and standardize processes to ensure and improve consistency and reduce risk . + ** Compliance & Security:** + Ensure financial systems comply with ... to streamline financial processes, enhance system efficiency, and ensure compliance with relevant regulations. + **System Implementation & Integration:** +… more
- SHI (Somerset, NJ)
- …external auditors and internal stakeholders. + Identify potential areas of SOX compliance vulnerability and risk ; develop and implement corrective action plans ... need to thrive - in our offices or yours.** **Job Summary** The Finance Manager oversees daily financial operations, implements strategies to drive revenue and… more
- Fairfield University (Fairfield, CT)
- …frameworks; procurement and contract management; campus safety and emergency operations; compliance with regulatory administration; real estate and other ... risk management priorities. The Vice President ERM also ensures compliance with established risk policies and mitigation strategies, continuously monitoring… more
- Citigroup (O'Fallon, MO)
- The Finance Acctg Intmd. Analyst is a developing professional role. Deals with most problems independently and has some latitude to solve complex problems. ... + Supports the manage and control data flows to and within Finance applications to ensure integrity and completeness of data, including by preparing… more