- MUFG (Tampa, FL)
- …industry; previous working experience within Capital Markets, Asset Management, Broker Dealer, Finance , Treasury and or risk management + Strong knowledge of ... will be principally engaged in execution of the Third-Party Risk (TPRM) Management oversight of the highest risk...of the program throughout the full TPRM Lifecycle. + Compliance with applicable rules and guidance impacting the TPRM… more
- MUFG (Tampa, FL)
- …line-of-business, risk function SMEs across the firm (For example: Compliance , Business Continuity, Information Security) and third-party contacts to drive the ... or BS degree, with an advanced degree in law, finance , business, sourcing, risk management, or related...risk management highly desirable. Additional experience in bank compliance , audit, risk , legal or related positions.… more
- Santander US (Odessa, FL)
- …Required. 3+ Years Banking Industry - Preferred. * Developing knowledge of relevant regulatory compliance , industry regulations and regulatory data sources ... for key risks throughout the assigned business line by, driving business unit compliance with applicable risk frameworks/policies and standards. The Sr. Analyst… more
- Santander US (New York, NY)
- …consistent quality control, accuracy, and compliance with internal policies and regulatory requirements for reporting processes. + Manages risk analytics ... harmonization and consistency of risk policies. Monitors and manages risk /exposure and compliance with the company's policies. Identifies, manages and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …including conducting model performance assessment to identify potential risks and ensure compliance with regulatory requirements (SR 11-7). + Assist in the ... anticipate, identify, prioritize, and manage all material risks to business objectives. Risk organization covers both financial and non-financial risk management… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook… more
- Truist (Raleigh, NC)
- …risk reporting for assigned business units including the coordination and support for Risk Committees, Risk working groups, regulatory updates and other ... with BU Chief Risk Officer, Audit, Operational Risk Management, Compliance , Enterprise Risk ...perform the essential functions.** 1. Bachelors degree in Business, Finance , Communications or equivalent education and related training. 2.… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about... risk + Develop and present material for risk committees. + Fulfil regulatory requests pertaining… more
- Citigroup (Jacksonville, FL)
- …present relevant material as necessary at senior level governance forums such as Business Risk Reviews and Business Risk Compliance and Control Committees as ... and Regulatory Relations team to ensure effective business management and regulatory interactions. + Franchise Risk Architecture Reporting team to support… more
- American Express (Sandy, UT)
- …+ Perform transaction testing, share findings, and monitor closure. + Support compliance with Regulatory Reporting Governance policy and prepare key metrics. ... reference data to be used across operational and reporting processes. + Support regulatory reporting to ensure compliance with the reporting guidelines issued by… more